Fermo A. Bianchi

FABCO INVESTMENT ADVISORS

Newton Upper Falls, MA 02464

Some features on this profile are disabled

CRD#: 5792315

Professional summary

Fermo A Bianchi III, who also goes by Fermo A Bianchi III, is a registered financial advisor currently at FABCO INVESTMENT ADVISORS, LLC located in Newton Upper Falls, Massachusetts.

Fermo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Fermo has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Fermo A Bianchi Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FABCO INVESTMENT ADVISORS, LLC; 12 CRICKET CIRCLE, ANDOVER, MA 01810; NON-INVESTMENT RELATED; TAX PREPARATION; CHIEF TAX PREPARER; JUNE 2007 START DATE; APPROXIMATELY 40 HOURS/MONTH SPENT ON BUSINESS; PREPARE INDIVIDUAL AND FIDUCIARY INCOME TAX RETURNS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fermo A Bianchi III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 19, 2010 - Present

FABCO INVESTMENT ADVISORS, LLC

Office #1: 79 Oak Street, Newton Upper Falls, MA 02464

RIA

CRD#: 153020

Newton Upper Falls, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/19/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/14/2010

Uniform Investment Adviser Law Examination

Current Firm

FABCO INVESTMENT ADVISORS, LLC

FABCO INVESTMENT ADVISORS, LLC | NONE

CRD#: 153020 / SEC#: 801-71493

RIA

Registered Investment Advisory firm - (4/30/2012 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/25/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

79 Oak Street, Newton Upper Falls, MA 02464

Mailing Address

Phone number

(617) 916-1644

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	334
AUM (Assets Under Management)	$ 104,006,312

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/11/2025	Cover Page	Report
01/29/2024	Cover Page	Report
01/29/2024	Cover Page	Report
04/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Fermo A. Bianchi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fermo A Bianchi III's CRS (Customer Relationship Summary).

Certified licenses

Experience

FABCO INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/14/2010

Current Firm

FABCO INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FABCO INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors