KB
Kaleb M. Burns
INDEPENDENCE SQUARE HOLDINGS
King Of Prussia, PA 19406
Some features on this profile are disabled
CRD#: 5791663
KB
Professional summary
Kaleb Matthew Burns, who also goes by Kaleb M Burns, is a registered financial advisor currently at INDEPENDENCE SQUARE HOLDINGS, LLC located in King Of Prussia, Pennsylvania and LPL FINANCIAL LLC located in King Of Prussia, Pennsylvania.
Kaleb is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Kaleb has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kaleb M Burns
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 7/2022 - DBA for LPL Business (entity for LPL business) - Independence Square Advisors - Investment Related - Prussia, PA 19406-2859 2) 07/12/2022 - Independe Square Advisors - DBA: Independence Square Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - CCO / administrative role only - Start Date - 07/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 3) 07/12/2022 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - CCO / administrative role only - Start Date - 07/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Independence Square Advisors, an independent investment advisor firm. I started this business activity in 7/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at�http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 2/15/2023 - Weeusables Consignment Event - Not Investment Related - 220 Hiestand CT. Landisville, PA 17538 - Outside/W-2 Employment - Part Time, Rack Team Manager - Start Date - 03/12/2019 - 5 Hours Per Month/2 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Kaleb Matthew Burns's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 11, 2022 - Present
INDEPENDENCE SQUARE HOLDINGS, LLC
Office #1: 150 South Warner Road Suite 300, King Of Prussia, PA 19406RIA
CRD#: 300139
King Of Prussia, PA
Current
March 3, 2021 - Present
LPL FINANCIAL LLC
Office #1: 150 S Warner Rd Ste 300, King Of Prussia, PA 19406-2859RIA
BD
CRD#: 6413
King Of Prussia, PA
Past
March 4, 2021 - July 8, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
ELIZABETHTOWN, PA
Past
January 12, 2015 - July 3, 2020
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
MIDDLETOWN, PA
Past
January 12, 2015 - July 3, 2020
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
MIDDLETOWN, PA
Past
April 18, 2014 - January 13, 2015
SANTANDER SECURITIES LLC
RIA
CRD#: 41791
HARRISBURG, PA
Past
April 18, 2014 - January 13, 2015
SANTANDER SECURITIES LLC
BD
CRD#: 41791
HARRISBURG, PA
Past
April 24, 2013 - April 1, 2014
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
CARLISLE, PA
Past
January 30, 2013 - April 1, 2014
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
CARLISLE, PA
Past
September 19, 2012 - January 24, 2013
SANTANDER SECURITIES LLC
BD
CRD#: 41791
YORK, PA
Past
August 26, 2011 - September 19, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
STEWARTSTOWN, PA
Past
August 17, 2010 - August 22, 2011
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
LANCASTER, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IS
INDEPENDENCE SQUARE HOLDINGS, LLC
BARNES LANE ADVISORS LLC | TOUEY & COMPANY | THE PLAN ADVOCATE | STRATAVEST | SCHERZER FINANCIAL | MULVANEY WEALTH MANAGEMENT | MILANEK FAMILY WEALTH MANAGEMENT, LLC | INDEPENDENCE SQUARE HOLDINGS, LLC | INDEPENDENCE SQUARE ASSET MANAGEMENT | INDEPENDENCE SQUARE ADVISORS | BRENTON STRANSKY WEALTH MANAGEMENT | BRENTON PRIVATE WEALTH ADVISORS
CRD#: 300139 / SEC#: 801-116750
RIA
Registered Investment Advisory firm - (6/7/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/24/2021)
RR
Alaska(9/24/2021)
RR
Arizona(9/24/2021)
RR
California(9/24/2021)
RR
Colorado(9/24/2021)
RR
Connecticut(9/24/2021)
RR
Delaware(9/24/2021)
RR
District of Columbia(9/24/2021)
RR
Florida(9/24/2021)
RR
Georgia(9/24/2021)
RR
Hawaii(9/24/2021)
RR
Idaho(9/24/2021)
RR
Illinois(9/24/2021)
RR
Indiana(9/24/2021)
RR
Kentucky(9/24/2021)
RR
Louisiana(9/24/2021)
RR
Maine(9/24/2021)
RR
Maryland(9/24/2021)
RR
Massachusetts(9/24/2021)
RR
Michigan(9/24/2021)
RR
Missouri(9/24/2021)
RR
Montana(9/24/2021)
RR
Nevada(9/24/2021)
RR
New Hampshire(9/24/2021)
RR
New Jersey(9/24/2021)
RR
New Mexico(9/24/2021)
RR
New York(5/19/2023)
RR
North Carolina(9/27/2021)
RR
Ohio(9/25/2021)
RR
Oklahoma(9/24/2021)
RR
Oregon(9/24/2021)
RR
Pennsylvania(3/4/2021)
IAR
Pennsylvania(8/11/2022)
RR
Rhode Island(9/24/2021)
RR
South Carolina(3/8/2021)
RR
South Dakota(9/24/2021)
RR
Tennessee(9/24/2021)
RR
Texas(9/24/2021)
RR
Utah(9/24/2021)
RR
Vermont(9/24/2021)
RR
Virginia(9/24/2021)
RR
Washington(9/24/2021)
RR
West Virginia(9/24/2021)
RR
Wisconsin(9/24/2021)
RR
Wyoming(9/24/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IS
INDEPENDENCE SQUARE HOLDINGS, LLC
BARNES LANE ADVISORS LLC | TOUEY & COMPANY | THE PLAN ADVOCATE | STRATAVEST | SCHERZER FINANCIAL | MULVANEY WEALTH MANAGEMENT | MILANEK FAMILY WEALTH MANAGEMENT, LLC | INDEPENDENCE SQUARE HOLDINGS, LLC | INDEPENDENCE SQUARE ASSET MANAGEMENT | INDEPENDENCE SQUARE ADVISORS | BRENTON STRANSKY WEALTH MANAGEMENT | BRENTON PRIVATE WEALTH ADVISORS
CRD#: 300139 / SEC#: 801-116750
RIA
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Contact information
Main Address
150 South Warner Road Suite 300, King Of Prussia, PA 19406
Mailing Address
Phone number
(610) 520-1500
Established
Firm type
Fiscal year end
# of Employees
37
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,985 |
| AUM (Assets Under Management) | $ 1,488,010,409 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
