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Kelsey Dougherty Plummer

Kelsey D. Plummer

RALEIGH, NC 27615
Some features on this profile are disabled
CRD#: 5791169
Kelsey Dougherty Plummer

Professional summary

Kelsey Dougherty Plummer, CFP®, who also goes by Kelsey Anne Daugherty, Kelsey Anne Dougherty, was a registered financial advisor .

Kelsey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Kelsey had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

What are your service offerings?
Investment Planning
Retirement Planning
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes

Aliases

Kelsey Anne Daugherty | Kelsey Anne Dougherty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Smart Chicks, LLC Address: 8311 Bandford Way Ste 105, Raleigh, NC, 27615-2763, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 08/11/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Sparrow Data Solutions Address: 1105 Vestavia Woods Dr, Raleigh, NC, 27615, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 03/10/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Participate in annual board meetings for 1-2 hrs per meeting. This is a startup non-profit for data solutions. My role on the board will be reviewing company P&L and financial statements, reviewing overall financial health of the organization. (3)Name of Business: Trinity Academy of Raleigh Address: 10224 Baileywick Road, Raleigh, NC, 27613, United States Activity Type: Non profit Position/Title: Board Member, Committee Member Investment Related: Yes Start Date: 08/14/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Monthly board meetings for a local private school. Serving on a sub committee which I have already been doing and disclosed previously (development committee). I have now combined that activity into the board activity.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2014

Experience

Current

October 27, 2025 - Present

Office #1: 8311 Bandford Way Suite 105, Raleigh, NC 27615
RALEIGH, NC
Past

October 18, 2011 - October 2, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
RALEIGH, NC
Past

September 16, 2011 - October 2, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
RALEIGH, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(10/27/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/17/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/15/2011
General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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