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DM

Daniel W. Miller

OAKPOINT SOLUTIONS
Tampa, FL 33602
Some features on this profile are disabled
CRD#: 5790837
DM

Professional summary

Daniel William Miller, who also goes by Dan Miller, Daniel Miller, Danny Miller, Danny Miller, is a registered financial professional currently at OAKPOINT SOLUTIONS, LLC located in Tampa, Florida.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2011. Daniel has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Dan Miller | Daniel Miller | Danny Miller | Danny Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Purshe Kaplan Sterling Investments, Inc.; Registered Representative; Investment related: Yes; Address: Same as registered location; Duties: Financial Advisor; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 2; Compensation expected to be derived from the business: Commissions

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel William Miller's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 21, 2025 - Present

OAKPOINT SOLUTIONS, LLC

Office #1: 100 South Ashley Drive Suite 1130, Tampa, FL 33602
BD
CRD#: 171775
Tampa, FL
Past

April 5, 2024 - November 6, 2024

CONCURRENT INVESTMENT ADVISORS, LLC

RIA
CRD#: 323135
TAMPA, FL
Past

December 5, 2023 - October 30, 2024

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Tampa, FL
Past

July 14, 2022 - November 14, 2023

AMB WEALTH, LLC

RIA
CRD#: 113106
THOMASVILLE, GA
Past

April 12, 2022 - November 14, 2023

ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC

BD
CRD#: 142619
THOMASVILLE, GA
Past

August 31, 2021 - April 1, 2022

INDEPENDENT FINANCIAL PARTNERS

RIA
CRD#: 125112
TAMPA, FL
Past

August 26, 2021 - April 1, 2022

IFP SECURITIES, LLC

BD
CRD#: 297287
TAMPA, FL
Past

February 13, 2020 - September 3, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
SAINT PETERSBURG, FL
Past

February 6, 2020 - September 3, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST PETERSBURG, FL
Past

January 15, 2019 - September 3, 2021

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
ST. PETERSBURG, FL
Past

December 19, 2018 - September 3, 2021

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

April 9, 2018 - December 20, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
ST PETERSBURG, FL
Past

August 18, 2017 - April 3, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Tampa, FL
Past

August 11, 2017 - April 3, 2018

TD AMERITRADE, INC.

RIA
CRD#: 7870
TAMPA, FL
Past

August 10, 2017 - April 3, 2018

TD AMERITRADE, INC.

BD
CRD#: 7870
TAMPA, FL
Past

June 11, 2014 - July 17, 2017

USAA FINANCIAL PLANNING SERVICES

RIA
CRD#: 106352
TAMPA, FL
Past

March 26, 2014 - July 17, 2017

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
TAMPA, FL
Past

December 12, 2011 - February 24, 2014

SCOTTRADE, INC.

BD
CRD#: 8206
ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(4/21/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/2/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/23/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/10/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/18/2015
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

OS
OAKPOINT SOLUTIONS, LLC
OAKPOINT SOLUTIONS, LLC

CRD#: 171775 / SEC#: , 8-69477

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
100 South Ashley Drive Suite 1130, Tampa, FL 33602
Mailing Address
100 South Ashley Drive Suite 1130, Tampa, FL 33602
Phone number
(212) 588-6440
Established
Florida since 01/13/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (47 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CKT LLCMANAGING MEMBER
COUGHLIN, GERARD JAMESCEO1792909
DRUTAU, MAYA ARTEMOVNAPRINCIPAL FINANCIAL OFFICER4580500
DRUTAU, MAYA ARTEMOVNAFINOP4580500
MILLER, DANIEL WILLIAMCHIEF COMPLIANCE OFFICER5790837

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OAKPOINT SOLUTIONS, LLC

CRD#: 171775Tampa, FL 33602

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