Aaron S. Mcfarland
Professional summary
Aaron Stanton Mcfarland is a registered financial advisor currently at MUTUAL OF AMERICA SECURITIES LLC located in Long Beach, California.
Aaron is registered as a RR (Registered Representative) and started their career in finance in 2011. Aaron has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aaron Stanton Mcfarland's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2015 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 111 West Ocean Boulevard Suite 1110, Long Beach, CA 90802September 15, 2015 - November 17, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
March 4, 2014 - April 30, 2015
EDWARD JONES
January 7, 2014 - April 30, 2015
EDWARD JONES
October 20, 2011 - January 15, 2014
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/15/2015)
(9/22/2015)
Exams
FINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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