Frederick N. Pearson

PEARSON, FREDERICK, NORMAN JR.

POWAY, CA 92064

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CRD#: 5788534

Professional summary

Frederick Norman Pearson JR., who also goes by Frederick Norman Pearson, is a registered financial advisor currently at PEARSON, FREDERICK, NORMAN JR. located in Poway, California.

Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Frederick has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Frederick Norman Pearson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Norman Pearson JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2010 - Present

PEARSON, FREDERICK, NORMAN JR.

Office #1: 14260 Garden Rd. Ste.b17, Poway, CA 92064

RIA

CRD#: 152181

POWAY, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/10/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/2009

Uniform Investment Adviser Law Examination

Current Firm

PEARSON, FREDERICK, NORMAN JR.

PEARSON, FREDERICK, NORMAN JR. | SERIOUS STOCK PICKS

CRD#: 152181 / SEC#:

California

Registered Investment Advisory firm - (8/10/2010 Approved)

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Contact information

Main Address

12369 Frontera Rd., San Diego, CA 92128-2118

Mailing Address

Phone number

(858) 829-2288

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 67,306

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Frederick N. Pearson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Norman Pearson JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

PEARSON, FREDERICK, NORMAN JR.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/2009

Current Firm

PEARSON, FREDERICK, NORMAN JR.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PEARSON, FREDERICK, NORMAN JR.

TRUST BUT VERIFY

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