HB
Holly M. Bochsler
TRANSAMERICA FINANCIAL ADVISORS
MT. ANGEL, OR 97362
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CRD#: 5788514
HB
Professional summary
Holly Marie Bochsler is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Mt. Angel, Oregon.
Holly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Holly has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. St. Marys, Mt Angel / 0521-Present / Investment Related: No / 575 E. College St. Mount Angel, OR 97362/ Finance Committee Member/ Catholic Church / Hrs Work Monthly: .25 / Sec Trading Hrs: 0 / Quarter meeting to assist with financial decisions in the parish. Brother Doug LLC / 0421-Present / Investment Related: Yes / 8567 Mt. Angel Highway NE, Mount Angel, OR 97362 / Owner / Commercial Rental Prop / Hrs Work Monthly: 2 / Sec Trading Hrs: 0 / Manage the task as landlord ??" Owner Rental Home/NO/4363 Val Vista Ave Salem OR 97305/8/1/2010/Homeowner-Single ownership/We currently own a home in Salem, Or that we rent out./2hrs/month/I maintain the house and deal with the tenants. CHEMEKETA COMMUNITY COLLEGE/no/4000 Lancaster Drive Northeast Salem, OR/5033995000/math instructor/9/2010/as a instructor at CCC I teach only 8 hours a week wich leaves me ample time to take care of my responsibilies to my customers. DISCOVER MT. ANGELPOSITION: Board Memeber NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: PO Box 591, Mount Angel OR 97362, United States DESCRIPTION: I am on the committee for the annual fun run called the Daddy Dash. WEALTHWAVE POSITION:NA NATURE: Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2022 ADDRESS: 135 N Main St, Mount Angel OR 97362, United States DESCRIPTION: WFG Co-Brand
CRS (Client Relationship Summary) - RIA
Click below to view Holly Marie Bochsler's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Holly Marie Bochsler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 30, 2019 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 135 N. Main Street, Mt. Angel, OR 97362RIA
BD
CRD#: 16164
MT. ANGEL, OR
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 7421 Sw Bridgeport Rd, Portland, OR 97224RIA
BD
CRD#: 16164
Portland, OR
Past
June 15, 2010 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
PORTLAND, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/3/2025)
RR
Colorado(3/25/2025)
RR
Oregon(1/6/2012)
IAR
Oregon(7/30/2019)
RR
Washington(10/31/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
