Martha Chan
Professional summary
Martha Chan, who also goes by Martha K Chan, Martha Ka Lai Chan, is a registered financial professional currently at GLC SECURITIES, LLC located in San Francisco, California.
Martha is registered as a RR (Registered Representative) and started their career in finance in 2012. Martha has worked at 1 firm and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Martha Chan's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2012 - Present
GLC SECURITIES, LLC
Office #1: 135 Main Street Suite 1120, San Francisco, CA 94105-1815State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
GLC SECURITIES, LLC
CRD#: 153581 / SEC#: , 8-68557
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLC ADVISORS & CO. HOLDINGS, LLC | OWNER | |
| BENNINGER, THOMAS MICHAEL | PRINCIPAL | |
| HAN, ABRAHAM T | PRINCIPAL | |
| KINZER, CAROL ANN | FINOP/CFO | 4519471 |
| REYNERTSON, JON SOREN | PRINCIPAL/CEO/CCO |
Red Flags
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