Debra L. Allison-aasby
Professional summary
Debra Lynn Allison-aasby, who also goes by Debra Lynn Allison, Debra Lynn Allison-roth, is a registered financial advisor currently at GREAT LAKES FINANCIAL STRATEGIES, LLC located in Oshkosh, Wisconsin.
Debra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Debra has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Debra Lynn Allison-aasby's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2022 - Present
GREAT LAKES FINANCIAL STRATEGIES, LLC
March 26, 2019 - October 24, 2022
CARL M. HENNIG, INC.
January 31, 2019 - October 24, 2022
CARL M. HENNIG, INC.
April 17, 2017 - August 29, 2018
WINDWARD WEALTH STRATEGIES, INC.
August 19, 2013 - November 23, 2015
EDWARD JONES
May 21, 2013 - November 23, 2015
EDWARD JONES
September 27, 2011 - May 14, 2013
PRINCIPAL SECURITIES, INC.
July 7, 2010 - May 14, 2013
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/21/2022)
Exams
Series 7TO
Date: 3/26/2019
General Securities Representative ExaminationCurrent Firm
GREAT LAKES FINANCIAL STRATEGIES, LLC
CRD#: 323837 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 3,375,883 |
Red Flags
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