Salina Erazo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salina Erazo, who also goes by Salina Adnan Almaoui, Salina Almaoui, was a registered financial professional .
Salina is a previously registered financial professional and started their career in finance in 2010. Salina had worked at 5 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO, SIE, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2020 - April 28, 2021
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
September 26, 2019 - April 28, 2021
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
April 9, 2019 - September 24, 2019
PFS INVESTMENTS INC.
May 2, 2014 - October 30, 2014
NATIONAL PLANNING CORPORATION
May 24, 2011 - August 14, 2013
COREBRIDGE CAPITAL SERVICES, INC.
May 26, 2010 - May 16, 2011
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611 / SEC#: 801-61332, 8-47290
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/25/2020
General Securities Representative ExaminationSeries 6TO
Date: 4/9/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611 / SEC#: 801-61332, 8-47290
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 24,355,321 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
| Bond | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
