Mark A. Bailey
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CRD#: 5787235
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Andrew Bailey, CFP®, who also goes by Andy Bailey, Mark Bailey, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2010. Mark had worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Andy Bailey | Mark Bailey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Address: 7796 Trout Lily Drive, Ooltewah, TN, 37363, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 11/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Affordable Dumpster Solutions LLC Address: 5277 Wilbanks Drive, Chattanooga, TN, 37343, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 11/17/2020 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I'm helping my brother start a Dumpster Business. I will be the sole owner of the company, but my brother will be the one running and working the company. I'm investor and providing the resources for him to get started. (3)Name of Business: Bailey Rental Property Address: 1428 Crawford Street, Chattanooga, TN, 37421, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Investment Related: Yes Start Date: 01/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (4)Name of Business: Compass Financial Address: 6150 Shallowford Rd Ste 106, Chattanooga, TN, 37421, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/16/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: This is my own personal LLC for my practice. I used to operate my business through expenses and limit my overall liability. (5)Name of Business: Grow Rich LLC Address: 5100 Bess Moore Road , Apison, TN, 37302, United States Activity Type: Personal/Private Investment Position/Title: Investment Related: No Start Date: 09/24/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: (6)Name of Business: RockyTop Investment Properties Address: 7796 Trout Lily Drive, Ooltewah, TN, 37363, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I'm purchasing land up in Gatlinburg, TN and building cabins. I'm flipping the property and renting them out. (7)Name of Business: True North Advisors, PLLC Address: 6150 Shallowford Rd Ste 106, Chattanooga, TN, 37421, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 08/16/2019 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: True North Advisors, PLLC is a partnership with me and James Coltrin to run expenses through on operating an RJFS-FID branch as independent advisors (8)Name of Business: True North Investment Properties, LLC Address: 6150 Shallowford Rd Ste 106, Chattanooga, TN, 37421, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 09/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Jim Coltrin and I are member partners in this LLC. We formed this LLC for the investment properties we will be investing in. We will also be renting out our properties via institutions like Airbnb
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Past
August 16, 2019 - December 21, 2022
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
CHATTANOOGA, TN
Past
August 16, 2019 - December 21, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
CHATTANOOGA, TN
Past
August 9, 2010 - August 21, 2019
EDWARD JONES
RIA
CRD#: 250
CHATTANOOGA, TN
Past
June 15, 2010 - August 21, 2019
EDWARD JONES
BD
CRD#: 250
CHATTANOOGA, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES
CRD#: 149018 / SEC#: 801-69815
RIA
Registered Investment Advisory firm - (12/23/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES
CRD#: 149018 / SEC#: 801-69815
RIA
Registered Investment Advisory firm - (12/23/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
880 Carillon Parkway, Saint Petersburg, FL 33716
Mailing Address
Phone number
(727) 567-3020
Established
Firm type
Fiscal year end
# of Employees
6,727
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
