Nathan M. Dingler
DIVERSIFI CAPITAL LLC
Los Altos, CA 94022
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CRD#: 5786976
Professional summary
Nathan Michael Dingler, CFP®, who also goes by Nathan Dingler, is a registered financial advisor currently at DIVERSIFI CAPITAL LLC located in Los Altos, California.
Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Nathan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nathan Dingler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NATHAN DINGLER; INVESTMENT-RELATED; 303 TWIN DOLPHIN DRIVE STE 600, REDWOOD CITY CA 94065; REAL ESTATE; REAL ESTATE AGENT; REFERRAL AGENT; START DATE WITH BUSINESS: 2019-03-22; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 1; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 3; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 1; MAY RECEIVE COMMISSION FOR REFERRING REAL ESTATE AGENT. Nathan Michael Dinger is the manager of DiversiFi Ventures Cursor AI, a Series of CGF2021 LLC, DiversiFi Ventures Anduril SPV I LLC, DFi Venture Fund I, LP, DFi Venture Fund II, LP, DiversiFi Ventures Fund IV, LP, DiversiFi Ventures Figma SPV I Oct 2024, a Series of CGF2021 LLC, DiversiFi Ventures Glean SPV I, a Series of CGF2021 LLC, DiversiFi University Ave Fund I, a Series of DiversiFi University Ave LLC and DiversiFi Ventures Groq SPV I Oct 2024, a Series of CGF2021 LLC. DFi Ventures LLC, Nathan Michael Dingler, is a general partner of DFi Venture Fund I, LP, DFi Venture Fund II, LP. DiversiFi will recommend investments in this private fund to those clients for which investment in the fund is suitable. This presents a conflict of interest in that DiversiFi or its related persons may receive more compensation from investment in the fund than from other investments. Nevertheless, DiversiFi acts in the best interest of the client consistent with its fiduciary duties and clients are not required invest in the private fund if they do not wish to do so. Name of outside business: DiversiFi University Ave LLC; Is the business investment related: Yes; Location of the business: 4546 B10, 1013 El Camino Real Los Altos California 94022 United States; Description of the business: The purpose of DiversiFi University Ave LLC is to serve as the common member ("GP") to our angel fund launch in partnership with Sanjay Krishnan (University Avenue Capital Management). This entity will coordinate investors into our early-stage investment fund offerings, starting with DiversiFi University Ave Fund I, a Series of DiversiFi University Ave LLC.; Position Title: Manager (50%); Responsibilities Duties: Manage the entity.; Start date with business: 2025-07-01; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 10;
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Michael Dingler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
July 28, 2015 - Present
DIVERSIFI CAPITAL LLC
Office #1: 4546 El Camino Real B10 #1013, Los Altos, CA 94022RIA
CRD#: 242788
Los Altos, CA
Past
November 15, 2012 - August 20, 2015
DRAGON FINANCIAL GROUP
RIA
CRD#: 157936
SAN MATEO, CA
Past
October 15, 2012 - January 30, 2015
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
SAN MATEO, CA
Past
October 17, 2011 - October 15, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAN MATEO, CA
Past
March 28, 2011 - October 15, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN MATEO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DC
DIVERSIFI CAPITAL LLC
COMPASS CAPITAL MANAGEMENT GROUP LLC | DIVERSIFI CAPITAL LLC
CRD#: 242788 / SEC#: 801-121391
RIA
Registered Investment Advisory firm - (6/3/2021 Approved)California
Registered Investment Advisory firm - (7/22/2021 Terminated)District of Columbia
Registered Investment Advisory firm - (6/22/2021 Terminated)Texas
Registered Investment Advisory firm - (6/22/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/28/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DC
DIVERSIFI CAPITAL LLC
COMPASS CAPITAL MANAGEMENT GROUP LLC | DIVERSIFI CAPITAL LLC
CRD#: 242788 / SEC#: 801-121391
RIA
Registered Investment Advisory firm - (6/3/2021 Approved)California
Registered Investment Advisory firm - (7/22/2021 Terminated)District of Columbia
Registered Investment Advisory firm - (6/22/2021 Terminated)Texas
Registered Investment Advisory firm - (6/22/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4546 El Camino Real B10 #1013, Los Altos, CA 94022
Mailing Address
Phone number
(650) 632-5667
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 821 |
| AUM (Assets Under Management) | $ 456,940,000 |
Red Flags
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Company Information
DIVERSIFI CAPITAL LLC
CRD#: 242788Los Altos, CA 94022TRUST BUT VERIFY
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