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LA

Lauren N. Anastasio

SOFI WEALTH LLC
Greenville, DE 19807
Some features on this profile are disabled
CRD#: 5785967
LA

Professional summary

Lauren Nicole Anastasio, CFP®, who also goes by Lauren N Anastasio, Lauren Nicole Anastasio, is a registered financial advisor currently at SOFI WEALTH LLC located in Greenville, Delaware and SOFI SECURITIES LLC located in Greenville, Delaware.

Lauren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Lauren has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Lauren N Anastasio | Lauren Nicole Anastasio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Nicole Anastasio's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

November 24, 2025 - Present

SOFI WEALTH LLC

Office #1: 500 Dupont Field Blvd St 100, Greenville, DE 19807
RIA
CRD#: 167958
Greenville, DE
Current

November 24, 2025 - Present

SOFI SECURITIES LLC

Office #1: 500 Dupont Field Blvd St 100, Greenville, DE 19807
BD
CRD#: 151717
Greenville, DE
Past

February 27, 2023 - March 27, 2025

VANGUARD ADVISERS, INC.

RIA
CRD#: 106715
MALVERN, PA
Past

February 27, 2023 - November 19, 2025

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
MALVERN, PA
Past

December 14, 2021 - December 21, 2022

STASH CAPITAL LLC

BD
CRD#: 287728
NEW YORK, NY
Past

July 31, 2018 - October 19, 2021

SOFI WEALTH LLC

RIA
CRD#: 167958
Claymont, DE
Past

May 24, 2018 - October 19, 2021

SOFI SECURITIES LLC

BD
CRD#: 151717
Claymont, DE
Past

June 29, 2010 - August 3, 2016

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
WASHINGTON, DC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SOFI WEALTH LLC
SOFI ADVISORS LLC | SOFI WEALTH LLC

CRD#: 167958 / SEC#: 801-78185

RIA
Registered Investment Advisory firm - (6/14/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Delaware
(11/24/2025)
IAR
Delaware
(11/24/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/31/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/23/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/28/2010
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SW
SOFI WEALTH LLC
SOFI ADVISORS LLC | SOFI WEALTH LLC

CRD#: 167958 / SEC#: 801-78185

RIA
Registered Investment Advisory firm - (6/14/2013 Approved)
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Contact information

Main Address
234 1st Street, San Francisco, CA 94105
Mailing Address
Phone number
(855) 525-7634
Established
Firm type
Fiscal year end
# of Employees
80

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SOFI WEALTH ADV PART 2A (2/27/2025)
SOFI WEALTH ADV PART 2A APPENDIX 1 WRAP FEE BROCHURE (2/27/2025)

Regulatory assets under management

Total Number of Accounts279,216
AUM (Assets Under Management)$ 1,475,104,376

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SOFI WEALTH LLC

CRD#: 167958Greenville, DE 19807

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