Elliott J. Grodko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elliott J Grodko, who also goes by Elliot Jason Grodko, was a registered financial professional .
Elliott is a previously registered financial professional and started their career in finance in 2010. Elliott had worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2018 - December 4, 2019
BLUEPRINT WEALTH ALLIANCE, LLC
April 4, 2014 - September 24, 2018
AMERICAN PORTFOLIOS ADVISORS, INC
March 28, 2014 - September 24, 2018
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
February 3, 2011 - March 31, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 3, 2011 - March 31, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 9, 2010 - February 15, 2011
OPPENHEIMER & CO. INC.
May 13, 2010 - February 15, 2011
OPPENHEIMER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLUEPRINT WEALTH ALLIANCE, LLC
CRD#: 284167 / SEC#: 801-108024
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
