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JT

Julien E. Taieb

Some features on this profile are disabled
CRD#: 5785060
JT

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Julien E Taieb was a registered financial professional .

Julien is a previously registered financial professional and started their career in finance in 2010. Julien had worked at 1 firm and has passed the SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 2, 2013 - October 15, 2021

LOUIS CAPITAL MARKETS, LLC

BD
CRD#: 48013
PARIS,
Past

August 6, 2010 - December 17, 2012

LOUIS CAPITAL MARKETS, LLC

BD
CRD#: 48013
PARIS,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/5/2010
General Securities Representative Examination

Current Firm

LC
LOUIS CAPITAL MARKETS, LLC
LOUIS CAPITAL MARKETS, LLC | LOUIS CAPITAL MARKETS, LP

CRD#: 48013 / SEC#: , 8-52013

BD
Terminated by SEC on 07/12/2022
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 05/30/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
TP ICAP AMERICAS HOLDINGS INC100% OWNER
BASKETT, ERIN ELAINECHIEF COMPLIANCE OFFICER4538604
BENHAMOU, MICHAEL CHARLESMANAGING DIRECTOR; GENERAL SECURITIES PRINCIPAL;2569551

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LOUIS CAPITAL MARKETS, LLC

CRD#: 48013

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