Johnathan A. Komich

KOMICH CAPITAL ADVISORS

RONKONKOMA, NY 11779

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CRD#: 5784493

Professional summary

Johnathan Andrew Komich is a registered financial advisor currently at KOMICH CAPITAL ADVISORS located in Ronkonkoma, New York.

Johnathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Johnathan has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 79, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TRIPLE J PROPERTIES 01, LLC, BEVERLY, MA, TRIPLE J PROPERTIES 02 LLC, BEVERLY, MA, TJ PROPERTIES 1, LLC, BEVERLY, MA. PART OWNER OF 3 LLC'S FOR THE HOLDING AND ADMINISTRATION OF REAL ESTATE PROPERTIES. NON- INVESTMENT RELATED, APPROXIMATELY 0- HOURS PER MONTH DURING NON-TRADING HOURS AS OF JULY 2021. Johnathan Komich is an employee and acts as insurance agent for Barson Associates Incorporated, an independent insurance agency and receives an annual salary. The focus of this insurance business is to grow personal lines (auto and home insurance), commercial lines (commercial general liability, business owners policy, commercial auto, etc.), and term life insurance, and is not investment-related. The address of the business is 207 Hallock Rd Ste 1, Stony Brook, NY 11790. He started May 10, 2021. Mr. Komich's insurance work is intertwined with his offering of advisory services, and there is no true division in his time between investment management and insurance work.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johnathan Andrew Komich's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 5, 2021 - Present

KOMICH CAPITAL ADVISORS

Office #1: 4175 Veterans Memorial Hwy Suite 300, Ronkonkoma, NY 11779

RIA

CRD#: 315279

RONKONKOMA, NY

Past

December 20, 2011 - April 30, 2015

EATON VANCE MANAGEMENT

RIA

CRD#: 104859

BOSTON, MA

Past

November 6, 2010 - April 30, 2015

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/25/2022)

IAR

Massachusetts
(2/17/2022)

IAR

New York
(10/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/16/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/17/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/30/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 3/15/2012

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 8/11/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/5/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KOMICH CAPITAL ADVISORS

KOMICH CAPITAL ADVISORS | KOMICH CAPITAL ADVISORS, LLC

CRD#: 315279 / SEC#:

Florida

Registered Investment Advisory firm - (3/25/2022 Approved)

Massachusetts

Registered Investment Advisory firm - (2/17/2022 Approved)

New York

Registered Investment Advisory firm - (10/5/2021 Approved)

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Contact information

Main Address

4175 Veterans Memorial Hwy Suite 300, Ronkonkoma, NY 11779

Mailing Address

Phone number

(631) 260-1153

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	200
AUM (Assets Under Management)	$ 22,348,041

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Johnathan A. Komich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johnathan Andrew Komich's CRS (Customer Relationship Summary).

Certified licenses

Experience

EATON VANCE MANAGEMENT

EATON VANCE DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/16/2011

Series 63

Date: 12/17/2010

SIE

Date: 4/30/2015

Series 79

Date: 3/15/2012

Series 7

Date: 8/11/2011

Series 6

Date: 11/5/2010

Current Firm

KOMICH CAPITAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KOMICH CAPITAL ADVISORS

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