Philip G. Parker
Professional summary
Philip Grant Parker, who also goes by Philip Parker, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Bolton, Connecticut and EMPOWER FINANCIAL SERVICES, INC. located in Hartford, Connecticut.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Philip has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Philip Grant Parker's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
April 4, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 280 Trumbull Street, Hartford, CT 06103July 8, 2021 - April 4, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
January 28, 2020 - May 28, 2021
KEY INVESTMENT SERVICES LLC
May 30, 2017 - January 15, 2020
OSAIC INSTITUTIONS, INC.
September 21, 2016 - May 18, 2017
KEY INVESTMENT SERVICES LLC
April 5, 2016 - September 21, 2016
LPL FINANCIAL LLC
February 24, 2012 - April 17, 2015
VOYA FINANCIAL ADVISORS, INC.
September 12, 2011 - December 20, 2013
VOYA FINANCIAL PARTNERS, LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(1/27/2023)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
(4/4/2022)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
