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AG

Ahmed G. Gheith

CEROS FINANCIAL SERVICES
Staten Island, NY
Some features on this profile are disabled
CRD#: 5783951
AG

Professional summary

Ahmed Ghassan Gheith, who also goes by Andy Gheith, Anthony Gheith, is a registered financial professional currently at CEROS FINANCIAL SERVICES, INC. located in Staten Island, New York.

Ahmed is registered as a RR (Registered Representative) and started their career in finance in 2010. Ahmed has worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andy Gheith | Anthony Gheith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ahmed Ghassan Gheith's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 14, 2021 - Present

CEROS FINANCIAL SERVICES, INC.

BD
CRD#: 37869
Staten Island, NY
Past

May 29, 2019 - June 10, 2021

NOBLE CAPITAL MARKETS, INC.

BD
CRD#: 15768
New York, NY
Past

January 3, 2014 - August 11, 2017

PAULSON INVESTMENT COMPANY LLC

BD
CRD#: 5670
NEW YORK, NY
Past

March 6, 2013 - October 17, 2013

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY
Past

August 30, 2012 - March 15, 2013

CABOT LODGE SECURITIES LLC

BD
CRD#: 159712
NEW YORK, NY
Past

December 2, 2010 - August 17, 2011

JOSEPH GUNNAR & CO. LLC

BD
CRD#: 24795
NEW YORK, NY
Past

September 22, 2010 - November 22, 2010

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY
Past

June 15, 2010 - August 25, 2010

SPARTAN CAPITAL SECURITIES, LLC

BD
CRD#: 146251
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/18/2021)
RR
California
(6/18/2021)
RR
Colorado
(8/11/2021)
RR
Connecticut
(6/24/2021)
RR
Georgia
(7/19/2021)
RR
Illinois
(7/8/2021)
RR
Louisiana
(2/26/2024)
RR
Michigan
(9/9/2021)
RR
Minnesota
(7/7/2021)
RR
Nevada
(2/12/2024)
RR
New Jersey
(6/21/2021)
RR
New Mexico
(7/6/2021)
RR
New York
(6/29/2021)
RR
Oklahoma
(6/30/2021)
RR
Pennsylvania
(7/16/2021)
RR
Puerto Rico
(7/9/2021)
RR
Rhode Island
(7/12/2021)
RR
Texas
(8/6/2021)
RR
Utah
(7/7/2021)
RR
Washington
(10/29/2021)
RR
Wisconsin
(8/6/2021)
RR
Wyoming
(7/16/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 8/23/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 9/22/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/11/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/14/2010
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

CF
CEROS FINANCIAL SERVICES, INC.
ASSET MANAGEMENT SERVICES | FORTE CAPITAL GROUP | CEROS FINANCIAL SERVICES, INC. | CEROS FINANCIAL ADVISORS | CEROS CAPITAL MARKETS | CEROS BROKER SERVICE, INC. | ATLANTIC PARTNERS

CRD#: 37869 / SEC#: , 8-47955

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1445 Research Boulevard Suite 530, Rockville, MD 20850
Mailing Address
1445 Research Boulevard Suite 530, Rockville, MD 20850
Phone number
(866) 842-3356
Established
Massachusetts since 09/30/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DGB HOLDINGS, LLCOWNER
AYERS-RIGSBY, MARY CATHERINEPRESIDENT830349
GOLDWASSER, MARK HARRYCEO1334008
GREENE, JON CHRISTOPHERROSFP3202524
HOLLAND, ANGELA LYNNETTECHIEF COMPLIANCE OFFICER3166586
POWELL, KIM ULMANCHIEF FINANCIAL OFFICER6244231
WILSON, DANIELAMLCO6763074

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CEROS FINANCIAL SERVICES, INC.

CRD#: 37869Staten Island, NY

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