Peter M. Lisicky

EXCELSIOR ADVISOR NETWORK LLC

SCOTTSDALE, AZ

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CRD#: 5783921

Professional summary

Peter Matthew Lisicky, CFP®, who also goes by Peter Matthew Lisicky, Peter Lisicky, is a registered financial advisor currently at EXCELSIOR ADVISOR NETWORK LLC located in Scottsdale, Arizona and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Peter has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter Matthew Lisicky | Peter Lisicky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) EAGLE ROCK/EXCELSIOR - 10/17/25 - 14624 N Scottsdale Road, Suite 195, Scottsdale, AZ 85254 - Financial Advisor, Advise individuals & families on financial planning, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) SIMPLICITY - 10/17/25 - 14624 N Scottsdale Road, Suite 195, Scottsdale, AZ 85254 - Insurance Agent, Suitably executing insurance & annuity advice, Invt Rel, Insurance business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Matthew Lisicky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

October 17, 2025 - Present

EXCELSIOR ADVISOR NETWORK LLC

RIA

CRD#: 334779

SCOTTSDALE, AZ

Current

October 17, 2025 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

SUMMIT, NJ

Past

April 4, 2013 - October 28, 2025

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

SCOTTSDALE, AZ

Past

February 20, 2013 - October 28, 2025

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

SCOTTSDALE, AZ

Past

June 7, 2010 - March 1, 2013

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EXCELSIOR ADVISOR NETWORK LLC

BV PRIVATE WEALTH | JOE HARDEE INVESTMENT MANAGEMENT LLC | EXCELSIOR WEALTH MANAGEMENT LLC | EXCELSIOR ADVISOR NETWORK LLC | EAGLE ROCK WEALTH MANAGEMENT

CRD#: 334779 / SEC#: 801-132014

RIA

Registered Investment Advisory firm - (3/4/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/17/2025)

IAR

Arizona
(10/20/2025)

IAR

Colorado
(10/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/20/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/15/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/15/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/4/2010

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

EXCELSIOR ADVISOR NETWORK LLC

BV PRIVATE WEALTH | JOE HARDEE INVESTMENT MANAGEMENT LLC | EXCELSIOR WEALTH MANAGEMENT LLC | EXCELSIOR ADVISOR NETWORK LLC | EAGLE ROCK WEALTH MANAGEMENT

CRD#: 334779 / SEC#: 801-132014

RIA

Registered Investment Advisory firm - (3/4/2025 Approved)

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Contact information

Main Address

Denver, CO

Mailing Address

Po Box 6195, Denver, CO 80206

Phone number

(303) 351-6436

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (11/5/2025)

Regulatory assets under management

Total Number of Accounts	78
AUM (Assets Under Management)	$ 150,007,226

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Peter M. Lisicky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Matthew Lisicky's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

EXCELSIOR ADVISOR NETWORK LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/20/2013

Series 63

Date: 6/15/2010

SIE

Date: 10/1/2018

Series 7

Date: 6/15/2012

Series 6

Date: 6/4/2010

FINRA

Current Firm

EXCELSIOR ADVISOR NETWORK LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EXCELSIOR ADVISOR NETWORK LLC

TRUST BUT VERIFY

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