Brad C. Little
Professional summary
Brad Christian Little, CFP®, who also goes by Brad Little, is a registered financial advisor currently at TL PRIVATE WEALTH located in Southlake, Texas.
Brad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Brad has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brad Christian Little's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2013
Experience
June 6, 2013 - Present
TL PRIVATE WEALTH
Office #1: 165 S Kimball Ave Suite 120, Southlake, TX 76092September 10, 2010 - February 19, 2013
USAA FINANCIAL PLANNING SERVICES
September 10, 2010 - February 19, 2013
USAA FINANCIAL ADVISORS, INC.
June 30, 2010 - August 16, 2010
CETERA WEALTH SERVICES, LLC
June 21, 2010 - August 16, 2010
CETERA WEALTH SERVICES, LLC
Primary Firm SEC Registration
TL PRIVATE WEALTH
CRD#: 167818 / SEC#: 801-110449
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/31/2023)
(6/6/2013)
Exams
Current Firm
TL PRIVATE WEALTH
CRD#: 167818 / SEC#: 801-110449
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 662 |
| AUM (Assets Under Management) | $ 328,264,781 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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