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James Howell Henry

James H. Henry

UPTICK PARTNERS
SUMMERVILLE, GA 30747
Some features on this profile are disabled
CRD#: 5783348
James Howell Henry

Professional summary

James Howell Henry, CFP®, who also goes by Jay Henry, is a registered financial advisor currently at UPTICK PARTNERS, LLC located in Summerville, Georgia.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. James has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

What are your service offerings?
Small Business Planning
Estate Planning
Retirement Planning
Long-term Care
Insurance Planning
Investment Planning
Retirement Income Management
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes

Aliases

Jay Henry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Howell Henry's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2015

Experience

Current

October 20, 2025 - Present

UPTICK PARTNERS, LLC

Office #1: 9982 Commerce Street, Summerville, GA 30747
RIA
CRD#: 324250
SUMMERVILLE, GA
Past

May 9, 2011 - October 21, 2025

EDWARD JONES

RIA
CRD#: 250
SUMMERVILLE, GA
Past

January 20, 2011 - October 21, 2025

EDWARD JONES

BD
CRD#: 250
SUMMERVILLE, GA
Past

June 11, 2010 - January 5, 2011

STATE FARM VP MANAGEMENT CORP.

BD
CRD#: 43036
SUMMERVILLE, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UP
UPTICK PARTNERS, LLC
BAXTER ADVISORS, LLC | UPTICK PARTNERS, LLC | OLYMPUS WEALTH STRATEGIES | HOLISTIC PLANNING, LLC | DVORAK FINANCIAL PLANNING

CRD#: 324250 / SEC#: 801-127235

RIA
Registered Investment Advisory firm - (1/20/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(10/27/2025)
IAR
Texas
(10/20/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/4/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/15/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/18/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/10/2010
Investment Company Products/Variable Contracts Representative Examination

Current Firm

UP
UPTICK PARTNERS, LLC
BAXTER ADVISORS, LLC | UPTICK PARTNERS, LLC | OLYMPUS WEALTH STRATEGIES | HOLISTIC PLANNING, LLC | DVORAK FINANCIAL PLANNING

CRD#: 324250 / SEC#: 801-127235

RIA
Registered Investment Advisory firm - (1/20/2023 Approved)
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Contact information

Main Address
777 East Austin, Nacogdoches, TX 75965
Mailing Address
Phone number
(936) 800-0800
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (8/11/2025)

Regulatory assets under management

Total Number of Accounts2,583
AUM (Assets Under Management)$ 688,095,249

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UPTICK PARTNERS, LLC

CRD#: 324250Summerville, GA 30747

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Contact information

(xxx) xxx-xxxx

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