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Joel F. Staich
EAGLE STRATEGIES LLC
MANSFIELD, OH 44903
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CRD#: 5783095
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Professional summary
Joel Franklin Staich is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Mansfield, Ohio and NYLIFE SECURITIES LLC located in Mansfield, Ohio.
Joel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Joel has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 99 PARK AVENUE WEST, SUITE E, MANSFIELD, OH 44902; START DATE: 7/2013; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 2-4 HOURS PER MONTH, 2-4 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF STAICH FINANCIAL, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; ADDRESS: MANSFIELD, OH; START DATE: 08/2013] [OPERATING UNDER THE DBA NAME OF MAHONEY FINANCIAL ORGANIZATION, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; MANSFIELD, OH; START DATE: 06/2015] [MJT Holdings LLC; A commercial building which provides space for rent to commercial tenants.; 201 E Fifth Street, Mansfield, OH 44902; Start Date 06/2018; Role/Title: Member; Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [Klopfenstein Art Equipment Manufacturing LLC; Small manufacturer which fabricates and sells art easels and equipment. This is an established business whose part owner was a friend who recently passed away, creating a passive ownership opportunity. A business manager runs day to day operations.; 201 E Fifth Street, Mansfield, OH 44902; Start Date 05/2021; Role/Title: Owner; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours; passive investor] [The Jeff Ellington Legacy Golf Outing; Annual golf outing in memory of Jeff Ellington to raise funds for charity.; 2060 Millsboro Rd, Mansfield, OH 44906; Start Date 06/2022; Role/Title: Volunteer; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours;helping to organize the event. Staich Financial LLC (my dba) will be one of the event sponsors. Additionally I will be responsible for bookkeeping and record keeping.]
CRS (Client Relationship Summary) - RIA
Click below to view Joel Franklin Staich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 15, 2017 - Present
EAGLE STRATEGIES LLC
Office #1: 1 Marion Avenue Suite 301, Mansfield, OH 44903RIA
CRD#: 110826
MANSFIELD, OH
Current
August 11, 2010 - Present
NYLIFE SECURITIES LLC
Office #1: 1 Marion Avenue Suite 301, Mansfield, OH 44903BD
CRD#: 5167
Mansfield, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/4/2024)
RR
Arizona(1/2/2018)
RR
California(9/24/2011)
RR
Florida(1/18/2017)
RR
Indiana(1/18/2017)
RR
Kansas(7/13/2020)
RR
Ohio(8/12/2010)
IAR
Ohio(3/15/2017)
RR
Oregon(4/15/2020)
RR
Tennessee(1/16/2020)
RR
Virginia(9/30/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Mansfield, OH 44903TRUST BUT VERIFY
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