Kipton Mitchell Cariaga
Professional Summary
Kipton Mitchell Cariaga, who also goes by Kipton M Cariaga, is a registered financial advisor currently at MDB CAPITAL located in Addison, Texas. Kipton is registered as a RR (Registered Representative) and started their career in finance in 2010. Kipton has worked at 7 firms and has passed the Series 63, Series 82TO, Series 79TO, Series 7TO, SIE, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kipton M Cariaga
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
16 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
MARSHALL MERCHANT GROUP, LLC | PUBLIC VENTURES, LLC | MDB CAPITAL GROUP LLC | MDB CAPITAL
Contact Information
Main Address
14135 Midway Road, Suite G-150, Addison, TX 75001Mailing Address
14135 Midway Road, Suite G-150, Addison, TX 75001Phone Number
(945) 262-9010Established
California since 12/26/1996Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/15/2026)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed May 2026About the Series 82TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed May 2024About the Series 79TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2010About the Series 6 examSRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kipton Mitchell Cariaga's CRS (Customer Relationship Summary).
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