Kipton M. Cariaga
Professional summary
Kipton Mitchell Cariaga, who also goes by Kipton M Cariaga, is a registered financial professional currently at MDB CAPITAL located in Addison, Texas.
Kipton is registered as a RR (Registered Representative) and started their career in finance in 2010. Kipton has worked at 7 firms and has passed the Series 63, Series 82TO, Series 79TO, Series 7TO, SIE, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kipton Mitchell Cariaga's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2026 - Present
MDB CAPITAL
Office #1: 14135 Midway Road, Suite G-150, Addison, TX 75001January 13, 2026 - February 3, 2026
BANCROFT CAPITAL, LLC
September 3, 2025 - December 19, 2025
VCS VENTURE SECURITIES
February 28, 2024 - September 2, 2025
GREAT PINE INVESTMENTS LLC
March 29, 2023 - February 23, 2024
MURIEL SIEBERT & CO., LLC
October 1, 2012 - July 18, 2014
J.P. MORGAN SECURITIES LLC
June 28, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2026)
(5/1/2026)
Exams
Series 82TO
Date: 5/1/2026
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 5/7/2024
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 3/29/2023
General Securities Representative ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
Current Firm
MDB CAPITAL
CRD#: 42677 / SEC#: , 8-49951
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
