JH
Joseph G. Hodakowski
CETERA INVESTMENT ADVISERS LLC
FLEMINGTON, NJ 08822
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CRD#: 5782556
JH
Professional summary
Joseph George Hodakowski JR, who also goes by Joseph Hodakowski, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Flemington, New Jersey and CETERA WEALTH SERVICES, LLC located in Flemington, New Jersey.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Joseph has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Hodakowski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) THE DRESSLER FAMILY EDUCATION TRUST POSITION: trustee NATURE: Family trust. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2015 ADDRESS: Flemington NJ 08822, DESCRIPTION: Duties as stated in terms of trust. 2) BKC CPA'S POSITION: Shareholder NATURE: My accounting firm (Hodakowski & Hodakowski) has merged with BKC CPA's, another accounting firm. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 09/01/2021 ADDRESS: 39 Route 12, flemington NJ 08822, United States DESCRIPTION: I will be a shareholder at BKC CPA's. My duties and responsabilities will be to mentor and train staff, review tax returns, income tax planning, billing and collection of accounts recievable. 3) BKC WEALTH MANAGEMENT LLC POSITION: Owner NATURE: New Wealth Management entity. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2022 ADDRESS: 39 Route 12, Flemington NJ 08822, United States DESCRIPTION: Responsible to grow and operate the new wealth management entity. 4) FIXED INDEXED ANNUITIES POSITION: Producer NATURE: Producer for Indexed annuities for fixed-index and equity-index contracts. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 02/13/2023 ADDRESS: 39 State Route 12, Suite 2, Flemington NJ 08822, United States DESCRIPTION: Producer for Indexed annuities for fixed-index and equity-index contracts. Responsible for determining suitability and client relationship. 5) Third-Party Special Needs Trust for Joselyn Hodakowski; trustee; Family Trust; NIR; 0; 12/01/2014; Ste 401 Flemington NJ 08822; Duties as stated in terms of trust. s through Avantax Insurance Entities that are approved through Avantax featured partners
CRS (Client Relationship Summary) - RIA
Click below to view Joseph George Hodakowski JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 39 State Route 12 Suite 2, Flemington, NJ 08822Office #2: 34 East Ave, Woodstown, NJ 08098RIA
CRD#: 105644
FLEMINGTON, NJ
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 39 State Route 12 Suite 2, Flemington, NJ 08822Office #2: 34 East Ave, Woodstown, NJ 08098BD
CRD#: 13572
FLEMINGTON, NJ
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
FLEMINGTON, NJ
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
FLEMINGTON, NJ
Past
August 20, 2010 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
FLEMINGTON, NJ
Past
July 15, 2010 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
FLEMINGTON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
Colorado(9/18/2025)
RR
Connecticut(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Kentucky(9/5/2025)
RR
Maryland(9/18/2025)
RR
New Hampshire(9/5/2025)
RR
New Jersey(9/5/2025)
IAR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/18/2025)
RR
Oregon(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
Puerto Rico(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Flemington, NJ 08822TRUST BUT VERIFY
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