Adam W. Gruver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Wareham Gruver, CFA was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2010. Adam had worked at 3 firms and has passed the Series 63, Series 7TO, Series 6TO, Series 99TO, SIE, Series 7, Series 6 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2018 - April 27, 2021
MMX GLOBAL PARTNERS, LLC
June 21, 2012 - December 31, 2017
FRONTIER SOLUTIONS, LLC
May 18, 2010 - July 5, 2011
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/30/2024
General Securities Representative ExaminationSeries 6TO
Date: 3/30/2024
Investment Company Products/Variable Contracts Representative ExaminationSeries 99TO
Date: 3/30/2024
Operations Professional ExaminationCurrent Firm
MMX GLOBAL PARTNERS, LLC
CRD#: 286531 / SEC#: , 8-69889
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MMX MANAGEMENT, LLC | PARENT CO. | |
| OKEEFE, TRACIE ERIN | FINOP/CCO | 5924814 |
Red Flags
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