Amanda R. Kelting
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amanda Rose Kelting, who also goes by Amanda Rose Marthaler, was a registered financial professional .
Amanda is a previously registered financial professional and started their career in finance in 2011. Amanda had worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2014 - October 13, 2017
GROVE POINT INVESTMENTS, LLC
January 17, 2014 - December 31, 2017
CRI SECURITIES, LLC
January 17, 2014 - December 9, 2022
SECURIAN FINANCIAL SERVICES, INC.
September 28, 2012 - December 31, 2017
CRI SECURITIES, LLC
September 20, 2012 - October 13, 2017
GROVE POINT INVESTMENTS, LLC
March 9, 2011 - December 9, 2022
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
