Nishchay Arora
STRATEGIC ADVISERS LLC | Financial Consultant
MOUNTAINSIDE, NJ
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CRD#: 5781734
Professional summary
Nishchay Arora, who also goes by Nick Arora, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Mountainside, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Garden City, New York.
Nishchay is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Nishchay has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
As your financial consultant, I will work with you to pursue your financial goals so you may spend your time on the things that matter to you most. For 11 years I have been partnering with clients to assist in preparing retirement plans, investment strategies and reviewing your overall situation. We will use a collaborative planning approach with the resources and specialists of Fidelity with the goal of providing you comfort and peace of mind.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nick Arora
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Nishchay Arora's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
City University of New York
Bachelor of Business Studies (BBS) - Business
2021
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1130 Franklin Avenue, Garden City, NY 11530RIA
CRD#: 104555
MOUNTAINSIDE, NJ
Current
July 12, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1130 Franklin Avenue, Garden City, NY 11530BD
CRD#: 7784
Garden City, NY
Past
August 11, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GARDEN CITY, NY
Past
August 8, 2018 - June 3, 2020
UNFCU ADVISORS LLC
RIA
CRD#: 136572
New York, NY
Past
April 30, 2018 - June 5, 2020
COPPER FINANCIAL
BD
CRD#: 168203
New York, NY
Past
April 17, 2018 - May 2, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
NEW YORK, NY
Past
April 16, 2018 - May 2, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
NEW YORK, NY
Past
December 12, 2012 - April 6, 2018
TD AMERITRADE, INC.
RIA
CRD#: 7870
NEW YORK, NY
Past
December 12, 2012 - April 6, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
New York, NY
Past
October 8, 2012 - April 6, 2018
TD AMERITRADE, INC.
BD
CRD#: 7870
NEW YORK, NY
Past
June 7, 2010 - September 20, 2012
JOHN THOMAS FINANCIAL
BD
CRD#: 40982
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/16/2024)
RR
Colorado(8/13/2021)
RR
Florida(7/12/2020)
RR
Massachusetts(7/28/2023)
RR
Michigan(12/16/2024)
RR
Nebraska(6/17/2021)
RR
Nevada(5/22/2025)
RR
New Jersey(7/12/2020)
IAR
New Jersey(3/31/2025)
RR
New Mexico(5/23/2024)
RR
New York(7/12/2020)
IAR
New York(3/31/2025)
RR
North Carolina(1/11/2022)
RR
Ohio(6/7/2021)
RR
South Carolina(5/6/2022)
RR
Tennessee(6/13/2025)
RR
Texas(9/18/2025)
IAR
Texas(10/8/2025)
RR
Virginia(2/12/2021)
RR
Wisconsin(10/8/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Mountainside, NJTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
