Daniel Kessler
Professional summary
Daniel Kessler, who also goes by Daniel Terrence Kessler, is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2011. Daniel has worked at 6 firms and has passed the Series 66, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Kessler's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 28, 2021 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 505 Fifth Avenue 4th Floor, New York, NY 10017March 25, 2014 - July 10, 2017
VOYA INVESTMENT MANAGEMENT CO. LLC
July 22, 2013 - July 7, 2017
VOYA INVESTMENTS DISTRIBUTOR, LLC
October 1, 2012 - July 5, 2013
J.P. MORGAN SECURITIES LLC
October 24, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
March 14, 2011 - July 22, 2011
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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