GR
Gareth Ryan
IUR SECURITIES LLC
London, SW3 6RD
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CRD#: 5780694
GR
Professional summary
Gareth Ryan is a registered financial professional currently at IUR SECURITIES LLC .
Gareth is registered as a RR (Registered Representative) and started their career in finance in 2011. Gareth has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MR. RYAN IS CURRENTLY SERVING AS MANAGING DIRECTOR AND PRINCIPAL SHAREHOLDER OF IUR CAPITAL LTD. THE COMPANY IS HEADQUARTERED AND OPERATING FROM 48 DOVER STREET, LONDON, W1S 4FF, UNITED KINGDOM. IUR CAPITAL LTD. IS AN FCA REGULATED INVESTMENT ADVISOR FIRM AND IS INCORPORATED IN ENGLAND; COMPANY REG. #6346900. MR. RYAN HAS BEEN EMPLOYED BY IUR CAPITAL LTD. SINCE AUGUST 2007. THE HOURS SPENT WORKING FOR IUR CAPITAL LTD. ARE APPROXIMATELY 100 PER MONTH AND 50 OF WHICH ARE DURING SECURITIES TRADING HOURS. AS MANAGING DIRECTOR HIS RESPONSIBILITIES INCLUDE, BUT ARE NOT LIMITED TO, DEALING WITH EXISTING CLIENT PORTFOLIOS, OPERATIONAL ACTIVITIES, FINANCIAL MANAGEMENT OF THE FIRM, MEETING WITH NEW AND POTENTIAL CLIENTS, AND ENSURING THAT THE COMPANY IS OPERATING IN A FULLY COMPLIANT MANNER. Mr. Ryan is also sole shareholder of IUR Capital Ltd (BVI), an unregulated investment entity established in 2017 and Investix Ltd, an unregulated research and education firm which has a registered office address at 48 Dover Street, London, W1S 4FF, United Kingdom.
CRS (Client Relationship Summary) - BD
Click below to view Gareth Ryan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 2019 - Present
IUR SECURITIES LLC
Office #1: Michelin House 81 Fulham Road, London, SW3 6RDBD
CRD#: 299039
London,
Past
May 14, 2014 - December 31, 2022
IUR CAPITAL, LLC
RIA
CRD#: 153630
LONDON,
Past
February 14, 2011 - November 26, 2012
IUR CAPITAL, LLC
RIA
CRD#: 153630
LONDON,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/22/2024)
RR
Iowa(9/16/2020)
RR
Maryland(9/16/2020)
RR
Montana(10/19/2020)
RR
Texas(3/14/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IS
IUR SECURITIES LLC
IUR SECURITIES LLC
CRD#: 299039 / SEC#: , 8-70228
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
999 Brickell Avenue Suite 410, Miami, FL 33131
Mailing Address
Michelin House 81 Fulham Road, London, SW3 6RD
Phone number
44-203-746-7315
Established
Delaware since 09/07/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (7 States and Territories)
Red Flags
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Company Information
IUR SECURITIES LLC
CRD#: 299039London, SW3 6RDTRUST BUT VERIFY
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