Emily M. Sricharoenchaikit

ZEN WEALTH ADVISORS

MARLBOROUGH, MA 01752

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CRD#: 5780478

Professional summary

Emily Mao Sricharoenchaikit, AIF®, CFP®, who also goes by Emily Sricharoenchaikit, Emily Moore Sricharoenchaikit, is a registered financial advisor currently at ZEN WEALTH ADVISORS, LLC located in Marlborough, Massachusetts.

Emily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Emily has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Emily Sricharoenchaikit | Emily Moore Sricharoenchaikit

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent licensed insurance agent. board member and investment committee member of the Worcester Business Development Corporation (WBDC).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Mao Sricharoenchaikit's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

May 8, 2023 - Present

ZEN WEALTH ADVISORS, LLC

Office #1: 11 Apex Drive Suite 300a, Marlborough, MA 01752

RIA

CRD#: 325679

MARLBOROUGH, MA

Past

September 3, 2013 - March 20, 2023

GRIMES & COMPANY

RIA

CRD#: 109420

WESTBOROUGH, MA

Past

May 10, 2013 - March 13, 2023

NEWEDGE SECURITIES, LLC

CRD#: 10674

WESTBOROUGH, MA

Past

June 4, 2010 - March 26, 2013

MML INVESTORS SERVICES, LLC

CRD#: 10409

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(5/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/29/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/27/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/5/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/3/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ZEN WEALTH ADVISORS, LLC

CRD#: 325679 / SEC#:

Massachusetts

Registered Investment Advisory firm - (5/8/2023 Approved)

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Contact information

Main Address

11 Apex Drive Suite 300a, Marlborough, MA 01752

Mailing Address

Phone number

(508) 719-0288

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	205
AUM (Assets Under Management)	$ 40,175,812

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Emily M. Sricharoenchaikit

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Mao Sricharoenchaikit's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZEN WEALTH ADVISORS, LLC

GRIMES & COMPANY

NEWEDGE SECURITIES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/29/2013

Series 63

Date: 7/27/2010

SIE

Date: 10/1/2018

Series 7

Date: 11/5/2013

Series 6

Date: 6/3/2010

Current Firm

ZEN WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ZEN WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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