Jordan R. Pence

MHA FINANCIAL CORP

FLOWER MOUND, TX 75022

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CRD#: 5780166

Professional summary

Jordan Ryan Pence, CFP®, who also goes by Jordan Pence, is a registered financial advisor currently at MHA FINANCIAL CORP located in Flower Mound, Texas.

Jordan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jordan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jordan Pence

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) ARC INSURANCE AGENCY, COPPELL, TEXAS; INVESTMENT RELATED; STARTED 6/2021; MARKETING AND SALE OF FIXED INSURANCE PRODUCTS; 30 HOURS PER WEEK DURING TRADING. (2) WEALTH CONCEPTS INC DBA ADVISORS RESOURCE COMPANY, COPPELL, TEXAS; INVESTMENT RELATED; STARTED 10/2013; MANAGING PARTNER; OVERSEE SALES AND OPERATIONS OF FIXED INSURANCE BUSINESS; 10 HOURS/WEEK DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jordan Ryan Pence's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

September 1, 2023 - Present

MHA FINANCIAL CORP

Office #1: 3713 Gilbert Ct, Flower Mound, TX 75022

RIA

CRD#: 7462

FLOWER MOUND, TX

Past

November 21, 2013 - November 3, 2017

BFC PLANNING, INC.

RIA

CRD#: 119682

COPPELL, TX

Past

November 21, 2013 - November 3, 2017

SECURITIES MANAGEMENT & RESEARCH, INC.

CRD#: 759

COPPELL, TX

Past

October 22, 2010 - November 1, 2013

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

ADDISON, TX

Past

June 10, 2010 - November 1, 2013

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

ADDISON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/21/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/3/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/9/2010

General Securities Representative Examination

Current Firm

MHA FINANCIAL CORP

CRD#: 7462 / SEC#: , 8-21836

Florida

Registered Investment Advisory firm - SEC (3/7/2005 Approved)

Maryland

Registered Investment Advisory firm - SEC (10/30/2020 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (7/6/2011 Approved)

New Jersey

Registered Investment Advisory firm - SEC (3/9/2021 Approved)

New York

Registered Investment Advisory firm - SEC (12/12/2013 Approved)

Texas

Registered Investment Advisory firm - SEC (12/9/2013 Approved)

Virginia

Registered Investment Advisory firm - SEC (10/21/2020 Terminated)

Terminated by SEC on 02/25/2019

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450

Mailing Address

Phone number

(212) 257-5240

Established

Massachusetts since 05/13/1977

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
HOILMAN, C WILLIAM	CCO	248217

Regulatory assets under management

Total Number of Accounts	207
AUM (Assets Under Management)	$ 85,836,784

Disclosures

Regulatory Event	1
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jordan R. Pence

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jordan Ryan Pence's CRS (Customer Relationship Summary).

Certified licenses

Experience

MHA FINANCIAL CORP

BFC PLANNING, INC.

SECURITIES MANAGEMENT & RESEARCH, INC.

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/21/2010

SIE

Date: 11/3/2025

Series 7

Date: 6/9/2010

Current Firm

MHA FINANCIAL CORP

Contact information

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

MHA FINANCIAL CORP

TRUST BUT VERIFY

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