Jennifer A. Krane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Alexis Krane, who also goes by Jennifer Alexis Tarleton, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 2010. Jennifer had worked at 2 firms and has passed the Series 63, Series 62 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2013 - March 7, 2014
HARVEST USA
August 4, 2010 - October 14, 2013
BRILL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/24/2013
Corporate Securities Limited Representative ExaminationCurrent Firm
HARVEST USA
CRD#: 165614 / SEC#: , 8-69176
Contact information
Documents
Disclosures
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
