Scott R. Miller
Professional summary
Scott R Miller is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Waukesha, Wisconsin and KESTRA INVESTMENT SERVICES, LLC located in Waukesha, Wisconsin.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Scott has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott R Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2018 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 20975 Swenson Drive, Suite 125, Waukesha, WI 53186September 14, 2018 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 20975 Swenson Drive #225, Waukesha, WI 53186March 7, 2016 - September 14, 2018
SSN ADVISORY, INC.
August 1, 2013 - September 14, 2018
SECURITIES SERVICE NETWORK, LLC
June 19, 2012 - August 9, 2013
PRINCIPAL SECURITIES, INC.
May 21, 2010 - June 15, 2012
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/21/2020)
(4/17/2024)
(8/26/2021)
(9/14/2018)
(8/23/2021)
(7/18/2025)
(5/28/2020)
(12/17/2021)
(9/25/2024)
(10/7/2020)
(4/17/2024)
(12/19/2018)
(7/14/2023)
(9/14/2018)
(9/14/2018)
Exams
Series 7TO
Date: 5/22/2024
General Securities Representative ExaminationFINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
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Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Waukesha, WI 53186TRUST BUT VERIFY
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