Gregory L. Clifford
Professional summary
Gregory L. Clifford, who also goes by Gregory L Clifford, Gregory Clifford, is a registered financial advisor currently at THE CLIFFORD GROUP LLC located in Wayland, Massachusetts.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Gregory has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gregory L. Clifford's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2022 - Present
THE CLIFFORD GROUP LLC
Office #1: 321 Commonwealth Road Suite 103, Wayland, MA 01778October 8, 2020 - July 27, 2022
NEWEDGE ADVISORS
October 8, 2020 - March 23, 2023
TRIAD ADVISORS LLC
February 5, 2013 - October 9, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 13, 2012 - October 9, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
THE CLIFFORD GROUP LLC
CRD#: 318897 / SEC#: 801-123547
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/31/2022)
(1/19/2023)
Exams
Current Firm
THE CLIFFORD GROUP LLC
CRD#: 318897 / SEC#: 801-123547
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 824 |
| AUM (Assets Under Management) | $ 204,244,686 |
Red Flags
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Company Information
THE CLIFFORD GROUP LLC
CRD#: 318897Wayland, MA 01778TRUST BUT VERIFY
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