Katherine Anne Soto
Professional Summary
Katherine Anne Soto, who also goes by Katherine Anne Petitt, is a registered financial advisor currently at MIRUS SECURITIES, INC. located in Burlington, Massachusetts. Katherine is registered as a RR (Registered Representative) and started their career in finance in 2010. Katherine has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Katherine Anne Petitt
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Videos & Posts
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Contact Information
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Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
MIRUS SECURITIES, INC. | ROSS CROSSLAND WESTON SECURITIES CO., INC.
Contact Information
Main Address
200 Summit Drive Suite 460, Burlington, MA 01803Mailing Address
200 Summit Drive Suite 460, Burlington, MA 01803Phone Number
(781) 418-5900Established
Massachusetts since 05/05/1998Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/14/2012)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Katherine Anne Soto's CRS (Customer Relationship Summary).
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