SF
Shaun R. Fagant
FENIMORE ASSET MANAGEMENT
COBLESKILL, NY 12043
Some features on this profile are disabled
CRD#: 5777468
SF
Professional summary
Shaun R Fagant, who also goes by Shaun Robert Fagant, is a registered financial advisor currently at FENIMORE ASSET MANAGEMENT, INC. located in Cobleskill, New York and FENIMORE SECURITIES, INC. located in Cobleskill, New York.
Shaun is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Shaun has worked at 8 firms and has passed the Series 66, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shaun Robert Fagant
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
50% OWNER, 41 SUMMIT AVE, 41 SUMMIT AVE, AMSTERDAM, , NEW YORK, 12010, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 3/1/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, COLLECT RENT
CRS (Client Relationship Summary) - RIA
Click below to view Shaun R Fagant's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 14, 2022 - Present
FENIMORE ASSET MANAGEMENT, INC.
Office #1: 384 North Grand Street, Cobleskill, NY 12043RIA
CRD#: 110946
COBLESKILL, NY
Current
January 21, 2021 - Present
FENIMORE SECURITIES, INC.
Office #1: 384 North Grand Street P. O. Box 399, Cobleskill, NY 12043Office #2: 384 North Grand Street-box 399, Cobleskill, NY 12043BD
CRD#: 104391
Cobleskill, NY
Past
March 1, 2019 - January 4, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
LATHAM, NY
Past
August 10, 2015 - February 6, 2019
MERCER ALLIED COMPANY, L.P.
BD
CRD#: 37404
ALBANY, NY
Past
August 21, 2013 - June 23, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
LATHAM, NY
Past
January 7, 2013 - August 16, 2013
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Past
February 22, 2011 - February 3, 2012
SPIRE SECURITIES, LLC
BD
CRD#: 144131
ALBANY, NY
Past
December 10, 2010 - February 3, 2011
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
ALBANY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FENIMORE ASSET MANAGEMENT, INC.
FENIMORE ASSET MANAGEMENT, INC.
CRD#: 110946 / SEC#: 801-10429
RIA
Registered Investment Advisory firm - (12/22/1974 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/21/2021)
RR
Alaska(1/21/2021)
RR
Arizona(1/21/2021)
RR
Arkansas(1/21/2021)
RR
California(1/21/2021)
RR
Colorado(1/21/2021)
RR
Connecticut(1/21/2021)
RR
Delaware(1/21/2021)
RR
District of Columbia(1/21/2021)
RR
Florida(1/21/2021)
RR
Georgia(1/21/2021)
RR
Hawaii(1/21/2021)
RR
Idaho(1/21/2021)
RR
Illinois(1/21/2021)
RR
Indiana(1/21/2021)
RR
Iowa(1/21/2021)
RR
Kansas(1/21/2021)
RR
Kentucky(1/21/2021)
RR
Louisiana(1/21/2021)
RR
Maine(1/21/2021)
RR
Maryland(1/21/2021)
RR
Massachusetts(1/21/2021)
RR
Michigan(1/21/2021)
RR
Minnesota(1/21/2021)
RR
Mississippi(1/21/2021)
RR
Missouri(1/21/2021)
RR
Montana(1/21/2021)
RR
Nebraska(1/21/2021)
RR
Nevada(1/21/2021)
RR
New Hampshire(1/21/2021)
RR
New Jersey(1/21/2021)
RR
New Mexico(1/21/2021)
RR
New York(1/21/2021)
IAR
New York(7/14/2022)
RR
North Carolina(1/21/2021)
RR
North Dakota(1/21/2021)
RR
Ohio(1/22/2021)
RR
Oklahoma(1/21/2021)
RR
Oregon(1/21/2021)
RR
Pennsylvania(1/21/2021)
RR
Rhode Island(1/21/2021)
RR
South Carolina(1/21/2021)
RR
South Dakota(1/21/2021)
RR
Tennessee(1/21/2021)
RR
Texas(1/21/2021)
RR
Utah(1/21/2021)
RR
Vermont(1/21/2021)
RR
Virginia(1/21/2021)
RR
Washington(1/21/2021)
RR
West Virginia(1/21/2021)
RR
Wisconsin(1/21/2021)
RR
Wyoming(1/21/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FA
FENIMORE ASSET MANAGEMENT, INC.
FENIMORE ASSET MANAGEMENT, INC.
CRD#: 110946 / SEC#: 801-10429
RIA
Registered Investment Advisory firm - (12/22/1974 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
384 North Grand Street, Cobleskill, NY 12043
Mailing Address
Phone number
(518) 234-4393
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,164 |
| AUM (Assets Under Management) | $ 5,425,014,709 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
