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KH

King Y. Hor

CONNECTIVE CAPITAL MANAGEMENT
Palo Alto, CA 94301
Some features on this profile are disabled
CRD#: 5776656
KH

Professional summary

King Yung Hor, who also goes by Thomas Hor, is a registered financial advisor currently at CONNECTIVE CAPITAL MANAGEMENT, LLC located in Palo Alto, California.

King is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. King has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Thomas Hor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view King Yung Hor's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 19, 2017 - Present

CONNECTIVE CAPITAL MANAGEMENT, LLC

Office #1: 720 University Avenue, Palo Alto, CA 94301
RIA
CRD#: 161099
Palo Alto, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CONNECTIVE CAPITAL MANAGEMENT, LLC
CONNECTIVE CAPITAL | CONNECTIVE CAPITAL MANAGEMENT, LLC

CRD#: 161099 / SEC#: 801-74339

RIA
Registered Investment Advisory firm - (3/30/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/19/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/20/2016
Uniform Investment Adviser Law Examination

Current Firm

CC
CONNECTIVE CAPITAL MANAGEMENT, LLC
CONNECTIVE CAPITAL | CONNECTIVE CAPITAL MANAGEMENT, LLC

CRD#: 161099 / SEC#: 801-74339

RIA
Registered Investment Advisory firm - (3/30/2012 Approved)
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Contact information

Main Address
720 University Avenue, Palo Alto, CA 94301
Mailing Address
Phone number
(650) 321-4545
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (1 States and Territories)

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Documents

Latest Form ADV

Part 2 Brochures

DISCLOSURE DOCUMENT FOR ALL CLIENTS (3/31/2025)

Regulatory assets under management

Total Number of Accounts2
AUM (Assets Under Management)$ 100,324,625

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONNECTIVE CAPITAL MANAGEMENT, LLC

CRD#: 161099Palo Alto, CA 94301

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