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AO

Andrew J. Olson

HPS SECURITIES
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 5776089
AO

Professional summary


Andrew J Olson, who also goes by Andrew J Olson, Andrew John Olson, Andrew Olson, is a registered financial professional currently at HPS SECURITIES, LLC located in Dallas, Texas.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2010. Andrew has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Andrew J Olson | Andrew John Olson | Andrew Olson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Andrew J Olson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 31, 2023 - Present

HPS SECURITIES, LLC

Office #1: 2001 Ross Avenue Suite 4350, Dallas, TX 75201
BD
CRD#: 319197
Dallas, TX
Past

September 23, 2021 - October 4, 2023

NUVEEN SECURITIES, LLC

BD
CRD#: 469
CHICAGO, IL
Past

June 7, 2019 - July 6, 2021

CCO CAPITAL, LLC

BD
CRD#: 31147
PHOENIX, AZ
Past

September 30, 2016 - June 7, 2019

ICAPITAL MARKETS LLC

BD
CRD#: 118219
Scottsdale, AZ
Past

July 15, 2016 - October 5, 2016

FINANCIAL PRODUCTS, LLC

BD
CRD#: 153479
NEW YORK, NY
Past

March 24, 2015 - July 19, 2016

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
SCOTTSDALE, AZ
Past

July 12, 2012 - March 10, 2015

CCO CAPITAL, LLC

BD
CRD#: 31147
PHOENIX, AZ
Past

January 3, 2011 - July 6, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

August 23, 2010 - December 16, 2010

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
MINNEAPOLIS, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(10/31/2023)
RR
Alaska
(10/31/2023)
RR
Arizona
(10/31/2023)
RR
Arkansas
(10/31/2023)
RR
California
(10/31/2023)
RR
Colorado
(10/31/2023)
RR
Connecticut
(10/31/2023)
RR
Delaware
(10/31/2023)
RR
District of Columbia
(10/31/2023)
RR
Florida
(10/31/2023)
RR
Georgia
(10/31/2023)
RR
Hawaii
(10/31/2023)
RR
Idaho
(10/31/2023)
RR
Illinois
(10/31/2023)
RR
Indiana
(10/31/2023)
RR
Iowa
(10/31/2023)
RR
Kansas
(10/31/2023)
RR
Kentucky
(10/31/2023)
RR
Louisiana
(10/31/2023)
RR
Maine
(10/31/2023)
RR
Maryland
(10/31/2023)
RR
Massachusetts
(10/31/2023)
RR
Michigan
(10/31/2023)
RR
Minnesota
(11/14/2023)
RR
Mississippi
(10/31/2023)
RR
Missouri
(10/31/2023)
RR
Montana
(10/31/2023)
RR
Nebraska
(10/31/2023)
RR
Nevada
(10/31/2023)
RR
New Hampshire
(10/31/2023)
RR
New Jersey
(10/31/2023)
RR
New Mexico
(10/31/2023)
RR
New York
(10/31/2023)
RR
North Carolina
(11/3/2023)
RR
North Dakota
(10/31/2023)
RR
Ohio
(10/31/2023)
RR
Oklahoma
(10/31/2023)
RR
Oregon
(10/31/2023)
RR
Pennsylvania
(10/31/2023)
RR
Puerto Rico
(10/31/2023)
RR
Rhode Island
(10/31/2023)
RR
South Carolina
(10/31/2023)
RR
South Dakota
(10/31/2023)
RR
Tennessee
(10/31/2023)
RR
Texas
(10/31/2023)
RR
Utah
(10/31/2023)
RR
Vermont
(10/31/2023)
RR
Virgin Islands
(10/31/2023)
RR
Virginia
(10/31/2023)
RR
Washington
(10/31/2023)
RR
West Virginia
(10/31/2023)
RR
Wisconsin
(10/31/2023)
RR
Wyoming
(10/31/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 6/12/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


HS
HPS SECURITIES, LLC
HPS SECURITIES, LLC

CRD#: 319197 / SEC#: , 8-70910

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
40 West 57th Street 33rd Floor, New York, NY 10019
Mailing Address
40 West 57th Street 33rd Floor, New York, NY 10019
Phone number
(212) 287-6767
Established
Delaware since 02/07/2022
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
HPS GROUP HOLDINGS II, LLCSOLE MEMBER
CHRISTMAS, JOHN EDWARDPRESIDENT2772276
STAMOVA, ILINA SFINANCIAL AND OPERATIONS PRINCIPAL5500851
VIRGILIO, JOSEPH JAMESCHIEF COMPLIANCE OFFICER2041281

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HPS SECURITIES, LLC

CRD#: 319197Dallas, TX 75201

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