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Andrew J Olson

HPS SECURITIES
Dallas, TX
·CRD# 5776089·16 years experience

Professional Summary

Andrew J Olson, who also goes by Andrew J Olson, Andrew John Olson, Andrew Olson, is a registered financial advisor currently at HPS SECURITIES, LLC located in Dallas, Texas. Andrew is registered as a RR (Registered Representative) and started their career in finance in 2010. Andrew has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andrew J Olson, Andrew John Olson, Andrew Olson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

HPS SECURITIES, LLC·CRD# 319197
BD
2001 Ross Avenue Suite 4350, Dallas, TX 75201
October 31, 2023 - Present
NUVEEN SECURITIES, LLC·CRD# 469
BD
Chicago, IL
September 23, 2021 - October 4, 2023
CCO CAPITAL, LLC·CRD# 31147
BD
Phoenix, AZ
June 7, 2019 - July 6, 2021
ICAPITAL MARKETS LLC·CRD# 118219
BD
Scottsdale, AZ
September 30, 2016 - June 7, 2019
FINANCIAL PRODUCTS, LLC·CRD# 153479
BD
New York, NY
July 15, 2016 - October 5, 2016
VANGUARD MARKETING CORPORATION·CRD# 7452
BD
Scottsdale, AZ
March 24, 2015 - July 19, 2016
CCO CAPITAL, LLC·CRD# 31147
BD
Phoenix, AZ
July 12, 2012 - March 10, 2015
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
January 3, 2011 - July 6, 2012
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Minneapolis, MN
August 23, 2010 - December 16, 2010

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Current Firm

HS
HPS SECURITIES, LLC

HPS SECURITIES, LLC

CRD#: 319197 / SEC#: 8-70910
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

40 West 57th Street 33rd Floor, New York, NY 10019

Mailing Address

40 West 57th Street 33rd Floor, New York, NY 10019

Phone Number

(212) 287-6767

Established

Delaware since 02/07/2022

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HPS GROUP HOLDINGS II, LLCSOLE MEMBER—
CHRISTMAS, JOHN EDWARDPRESIDENT2772276
STAMOVA, ILINA SFINANCIAL AND OPERATIONS PRINCIPAL5500851
VIRGILIO, JOSEPH JAMESCHIEF COMPLIANCE OFFICER2041281

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(10/31/2023)
RR
Alaska
(10/31/2023)
RR
Arizona
(10/31/2023)
RR
Arkansas
(10/31/2023)
RR
California
(10/31/2023)
RR
Colorado
(10/31/2023)
RR
Connecticut
(10/31/2023)
RR
Delaware
(10/31/2023)
RR
District of Columbia
(10/31/2023)
RR
Florida
(10/31/2023)
RR
Georgia
(10/31/2023)
RR
Hawaii
(10/31/2023)
RR
Idaho
(10/31/2023)
RR
Illinois
(10/31/2023)
RR
Indiana
(10/31/2023)
RR
Iowa
(10/31/2023)
RR
Kansas
(10/31/2023)
RR
Kentucky
(10/31/2023)
RR
Louisiana
(10/31/2023)
RR
Maine
(10/31/2023)
RR
Maryland
(10/31/2023)
RR
Massachusetts
(10/31/2023)
RR
Michigan
(10/31/2023)
RR
Minnesota
(11/14/2023)
RR
Mississippi
(10/31/2023)
RR
Missouri
(10/31/2023)
RR
Montana
(10/31/2023)
RR
Nebraska
(10/31/2023)
RR
Nevada
(10/31/2023)
RR
New Hampshire
(10/31/2023)
RR
New Jersey
(10/31/2023)
RR
New Mexico
(10/31/2023)
RR
New York
(10/31/2023)
RR
North Carolina
(11/3/2023)
RR
North Dakota
(10/31/2023)
RR
Ohio
(10/31/2023)
RR
Oklahoma
(10/31/2023)
RR
Oregon
(10/31/2023)
RR
Pennsylvania
(10/31/2023)
RR
Puerto Rico
(10/31/2023)
RR
Rhode Island
(10/31/2023)
RR
South Carolina
(10/31/2023)
RR
South Dakota
(10/31/2023)
RR
Tennessee
(10/31/2023)
RR
Texas
(10/31/2023)
RR
Utah
(10/31/2023)
RR
Vermont
(10/31/2023)
RR
Virgin Islands
(10/31/2023)
RR
Virginia
(10/31/2023)
RR
Washington
(10/31/2023)
RR
West Virginia
(10/31/2023)
RR
Wisconsin
(10/31/2023)
RR
Wyoming
(10/31/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2011About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2010About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Andrew J Olson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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