Sanjeev Kumar Varma
Professional Summary
Sanjeev Kumar Varma is a registered financial advisor currently at LINCOLN INTERNATIONAL LLC located in New York, New York. Sanjeev is registered as a RR (Registered Representative) and started their career in finance in 2010. Sanjeev has worked at 4 firms and has passed the Series 63, SIE, Series 82 and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
LINCOLN INTERNATIONAL L.L.C. | LINCOLN PARTNERS L.L.C | LINCOLN INTERNATIONAL LLC
Contact Information
Main Address
110 North Wacker Drive-51st Floor, Chicago, IL 60606Mailing Address
110 North Wacker Drive-51st Floor, Chicago, IL 60606Phone Number
(312) 580-8339Established
Illinois since 03/28/1996Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONARCH FINCO, LLC | SOLE MEMBER | — |
| BARR, ROBERT BRUCE | MANAGING DIRECTOR | 720560 |
| BROWN, ROBERT TODD | CHIEF EXECUTIVE OFFICER | 3114282 |
| HAQUE, SARAH ANSARI | CHIEF COMPLIANCE OFFICER & DEPUTY GENERAL COUNSEL | 7419726 |
| LAWSON, LAWRENCE JAMES III | MANAGING DIRECTOR, CHAIRMAN | 1081222 |
| MALCHOW, ERIC DENNIS | PRESIDENT | 2499555 |
| NELSON, JULIE ANNE | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS | 7051181 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/6/2021)
(9/19/2017)
(11/20/2017)
(9/19/2017)
(1/6/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82 — Limited Representative-Private Securities Offerings
Passed Dec 2014About the Series 82 examSeries 79 — Investment Banking Registered Representative Examination
Passed Dec 2010About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Sanjeev Kumar Varma's CRS (Customer Relationship Summary).
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