Grant M. Smith
Professional summary
Grant Michael Smith, who also goes by Grant Smith, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Grant is registered as a RR (Registered Representative) and started their career in finance in 2010. Grant has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Grant Michael Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 7, 2026 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901April 2, 2021 - October 7, 2024
ATHENE SECURITIES, LLC
September 23, 2019 - April 5, 2021
INTEGRITY ALLIANCE, LLC.
January 10, 2013 - October 23, 2017
TRANSAMERICA CAPITAL, LLC
March 14, 2012 - October 9, 2012
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
September 3, 2010 - March 31, 2012
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/7/2026)
(8/7/2026)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
