JM
Jack J. Michaletz
DAI WEALTH
MANKATO, MN 56001
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CRD#: 5773608
JM
Professional summary
Jack James Michaletz is a registered financial advisor currently at DAI WEALTH, LLC located in Mankato, Minnesota and DAI SECURITIES, LLC located in Mankato, Minnesota.
Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Jack has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)WAYPOINT WEALTH STRATEGIES,LLC;INVESTMENT RELATED;MANKATO,MN;ASSET MANAGEMENT SERVICES;INVESTMENT ADVISOR REPRESENTATIVE;1/1/2012;20-30 HRS/MONTH;>40 HRS/MO DURING TRADING;TO OFFER AND SERVICE FEE BASED ADVISORY BUSINESS WHEN APPROPRIATE FOR CLIENT 2)DAI AGENCY LLC;INVESTMENT RELATED;MANKATO,MN;FIXED LIFE INSURANCE & ANNUITIES AND LONG TERM CARE INS;FINANCIAL ADVISOR/AGENT;1/1/2012;20-30 HRS/MONTH;1-2 HRS DURING TRADING;USING FIXED LIFE INSURANCE AND/OR ANNUITIES WHERE APPROPRIATE IN CLIENT FINANCIAL PLANNING
CRS (Client Relationship Summary) - RIA
Click below to view Jack James Michaletz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 9, 2012 - Present
DAI WEALTH, LLC
Office #1: 115 St Andrews Ct Suite 200, Mankato, MN 56001RIA
CRD#: 138938
MANKATO, MN
Current
April 5, 2018 - Present
DAI SECURITIES, LLC
Office #1: 115 St Andrews Drive Suite 200, Mankato, MN 56001BD
CRD#: 36673
Mankato, MN
Past
October 16, 2015 - April 17, 2018
CONCORDE INVESTMENT SERVICES, LLC
BD
CRD#: 151604
Mankato, MN
Past
July 28, 2011 - October 22, 2015
TRIAD ADVISORS LLC
BD
CRD#: 25803
MANKATO, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DAI WEALTH, LLC
CREATIVE FINANCIAL STRATEGIES LLC | WESTERN PORTFOLIO PARTNERS | WAYPOINT WEALTH STRATEGIES | SOURCENET INVESTMENT SERVICES LLC | RVP II CONSULTING | MICHALETZ ADVISORS, INC. | JOHN GALT WEALTH SOLUTIONS | GOOD COUNSEL WEALTH MANAGEMENT LLC | DISCIPLINE ADVISORS, INC. | DISCIPLINE ADVISORS, INC | DISCIPLINE ADVISORS | DAI WEALTH, LLC | DAI WEALTH, INC.
CRD#: 138938 / SEC#: 801-66260
RIA
Registered Investment Advisory firm - (2/24/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/12/2018)
RR
Colorado(4/5/2018)
RR
Florida(4/5/2018)
RR
Iowa(4/5/2018)
RR
Kansas(5/2/2018)
IAR
Minnesota(12/16/2013)
RR
Minnesota(4/5/2018)
RR
Ohio(1/31/2025)
RR
South Dakota(4/5/2018)
RR
Texas(4/5/2018)
RR
Wisconsin(1/8/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DW
DAI WEALTH, LLC
CREATIVE FINANCIAL STRATEGIES LLC | WESTERN PORTFOLIO PARTNERS | WAYPOINT WEALTH STRATEGIES | SOURCENET INVESTMENT SERVICES LLC | RVP II CONSULTING | MICHALETZ ADVISORS, INC. | JOHN GALT WEALTH SOLUTIONS | GOOD COUNSEL WEALTH MANAGEMENT LLC | DISCIPLINE ADVISORS, INC. | DISCIPLINE ADVISORS, INC | DISCIPLINE ADVISORS | DAI WEALTH, LLC | DAI WEALTH, INC.
CRD#: 138938 / SEC#: 801-66260
RIA
Registered Investment Advisory firm - (2/24/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2800 Century Parkway Ne Suite 650, Atlanta, GA 30345
Mailing Address
Phone number
(404) 531-7080
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,821 |
| AUM (Assets Under Management) | $ 267,417,235 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DAI WEALTH, LLC
CRD#: 138938Mankato, MN 56001TRUST BUT VERIFY
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