Jack J. Michaletz

DAI WEALTH

MANKATO, MN 56001

Some features on this profile are disabled

CRD#: 5773608

Professional summary

Jack James Michaletz is a registered financial advisor currently at DAI WEALTH, LLC located in Mankato, Minnesota and DAI SECURITIES, LLC located in Mankato, Minnesota.

Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Jack has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack James Michaletz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 9, 2012 - Present

DAI WEALTH, LLC

Office #1: 115 St Andrews Ct Suite 200, Mankato, MN 56001

RIA

CRD#: 138938

MANKATO, MN

Current

April 5, 2018 - Present

DAI SECURITIES, LLC

Office #1: 115 St Andrews Drive Suite 200, Mankato, MN 56001

CRD#: 36673

Mankato, MN

Past

October 16, 2015 - April 17, 2018

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

Mankato, MN

Past

July 28, 2011 - October 22, 2015

TRIAD ADVISORS LLC

CRD#: 25803

MANKATO, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAI WEALTH, LLC

CRD#: 138938 / SEC#: 801-66260

RIA

Registered Investment Advisory firm - (2/24/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/12/2018)

Colorado
(4/5/2018)

Florida
(4/5/2018)

Iowa
(4/5/2018)

Kansas
(5/2/2018)

IAR

Minnesota
(12/16/2013)

Minnesota
(4/5/2018)

Ohio
(1/31/2025)

South Dakota
(4/5/2018)

Texas
(4/5/2018)

Wisconsin
(1/8/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/3/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/27/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

DAI WEALTH, LLC

CRD#: 138938 / SEC#: 801-66260

RIA

Registered Investment Advisory firm - (2/24/2006 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2800 Century Parkway Ne Suite 650, Atlanta, GA 30345

Mailing Address

Phone number

(404) 531-7080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DAI WEALTH ADV PART 2A (7/15/2025)

Regulatory assets under management

Total Number of Accounts	1,821
AUM (Assets Under Management)	$ 267,417,235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kyle Fukuchi

OSAIC WEALTH, INC.

IAR

Farmington, UT

Tania Mansouri

J.P. MORGAN SECURITIES LLC

Encino, CA

Fernando Rivera

WELLS FARGO CLEARING SERVICES, LLC

IAR

East Brunswick, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jack J. Michaletz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack James Michaletz's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAI SECURITIES, LLC

CONCORDE INVESTMENT SERVICES, LLC

TRIAD ADVISORS LLC

Primary Firm SEC Registration

DAI WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/3/2011

SIE

Date: 10/1/2018

Series 7

Date: 7/27/2011

FINRA

Current Firm

DAI WEALTH, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DAI WEALTH, LLC

TRUST BUT VERIFY

Similar Advisors