MR
Matthew P. Rose
INVICTA FINANCIAL GROUP
San Diego, CA 92127
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CRD#: 5773208
MR
Matthew Paul RoseINVICTA FINANCIAL GROUP
Professional summary
Matthew Paul Rose, CFP®, who also goes by Matthew Rose, is a registered financial advisor currently at INVICTA FINANCIAL GROUP located in San Diego, California.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Matthew has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Always Fiduciary
Aliases
Matthew Rose
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: LAM LLC Whether the business is investment-related: No Address of the other business: 1133 Pine St, Port Huron MI 48060 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: CEO The start date of your relationship: Aug 01, 2025 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: Ownership of the company. LLC used to purchase, sell and rent property
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Paul Rose's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 23, 2026 - Present
INVICTA FINANCIAL GROUP
Office #1: 11440 West Bernardo Ct Suite 102, San Diego, CA 92127RIA
CRD#: 288008
San Diego, CA
Past
December 15, 2015 - June 3, 2026
FIRST COMMAND ADVISORY SERVICES
RIA
CRD#: 281958
OCEANSIDE, CA
Past
March 28, 2014 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
OCEANSIDE, CA
Past
March 19, 2014 - June 3, 2026
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
OCEANSIDE, CA
Past
October 1, 2012 - May 24, 2013
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
VISTA, CA
Past
April 23, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
VISTA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INVICTA FINANCIAL GROUP
BDT & ASSOCIATES, INC. | INVICTA FINANCIAL GROUP
CRD#: 288008 / SEC#: 801-118542
RIA
Registered Investment Advisory firm - (4/27/2020 Approved)Arizona
Registered Investment Advisory firm - (4/28/2020 Terminated)California
Registered Investment Advisory firm - (5/28/2020 Terminated)Iowa
Registered Investment Advisory firm - (4/29/2020 Terminated)Louisiana
Registered Investment Advisory firm - (4/30/2020 Terminated)Nevada
Registered Investment Advisory firm - (5/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (4/29/2020 Terminated)Texas
Registered Investment Advisory firm - (4/28/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/23/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IF
INVICTA FINANCIAL GROUP
BDT & ASSOCIATES, INC. | INVICTA FINANCIAL GROUP
CRD#: 288008 / SEC#: 801-118542
RIA
Registered Investment Advisory firm - (4/27/2020 Approved)Arizona
Registered Investment Advisory firm - (4/28/2020 Terminated)California
Registered Investment Advisory firm - (5/28/2020 Terminated)Iowa
Registered Investment Advisory firm - (4/29/2020 Terminated)Louisiana
Registered Investment Advisory firm - (4/30/2020 Terminated)Nevada
Registered Investment Advisory firm - (5/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (4/29/2020 Terminated)Texas
Registered Investment Advisory firm - (4/28/2020 Terminated)Loading...
Contact information
Main Address
2615 East 24th Street Suite 2, Yuma, AZ 85365
Mailing Address
Phone number
(928) 344-8000
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,722 |
| AUM (Assets Under Management) | $ 324,619,396 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
