Steven D. Cacciutti

ALDEN INVESTMENT GROUP

Wayne, PA 19087

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CRD#: 5772764

Professional summary

Steven Dominic Cacciutti, who also goes by Steve Cacciutti, Steven Cacciutti, Steven D Cacciutti, is a registered financial advisor currently at ALDEN INVESTMENT GROUP located in Wayne, Pennsylvania and J. ALDEN ASSOCIATES, INC. located in Wayne, Pennsylvania.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Steven has worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 56 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Cacciutti | Steven Cacciutti | Steven D Cacciutti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Insurance License 2) Owner, Bealler 19 Properties, LLC, an entity created for the purpose of managing real estate at 2031 Frankford Ave., Philadelphia, PA 19125, as of 1/01/2003; 2% of time spent during business hours; Not conducted at branch; Investment related. 3. Co-owner of 3) rental properties located in Media, PA 19063; as of 1/01/2003; 0% time spent during business hours; Not conducted at branch location; Investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Dominic Cacciutti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2025 - Present

ALDEN INVESTMENT GROUP

Office #1: 37 West Avenue Ste 300, Wayne, PA 19087

RIA

CRD#: 317077

Wayne, PA

Current

July 16, 2025 - Present

J. ALDEN ASSOCIATES, INC.

Office #1: 37 West Ave. Ste 301, Wayne, PA 19087

CRD#: 40002

Wayne, PA

Past

July 25, 2022 - June 23, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Berwyn, PA

Past

July 25, 2022 - June 23, 2025

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Berwyn, PA

Past

March 26, 2021 - July 27, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

West Chester, PA

Past

March 26, 2021 - July 27, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

West Chester, PA

Past

September 6, 2018 - March 29, 2021

CITIZENS SECURITIES, INC.

CRD#: 39550

KENNETT SQUARE, PA

Past

September 5, 2018 - March 29, 2021

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

KENNETT SQUARE, PA

Past

November 28, 2016 - September 4, 2018

THRIVE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 281347

FORT WASHINGTON, PA

Past

January 15, 2015 - October 21, 2016

LINCOLN INVESTMENT

RIA

CRD#: 519

MARLTON, NJ

Past

December 2, 2014 - October 21, 2016

LINCOLN INVESTMENT

CRD#: 519

MARLTON, NJ

Past

September 4, 2014 - December 12, 2014

THE INVESTMENT CENTER, INC.

CRD#: 17839

WARREN, NJ

Past

March 5, 2013 - August 28, 2013

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117

NEW YORK, NY

Past

January 31, 2012 - May 24, 2012

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117

NEW YORK, NY

Past

April 20, 2011 - January 10, 2012

DIMENSION TRADING GROUP, LLC

CRD#: 147929

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALDEN INVESTMENT GROUP

CRD#: 317077 / SEC#: 801-122688

RIA

Registered Investment Advisory firm - (11/12/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Delaware
(7/18/2025)

IAR

Florida
(7/22/2025)

IAR

New Jersey
(7/17/2025)

Pennsylvania
(7/16/2025)

IAR

Pennsylvania
(7/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/16/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/30/2014

General Securities Representative Examination

General Industry/Product Exam

Series 56

Date: 11/1/2011

Proprietary Trader Qualification Examination

SRO Registrations

FINRA

Current Firm

ALDEN INVESTMENT GROUP

CRD#: 317077 / SEC#: 801-122688

RIA

Registered Investment Advisory firm - (11/12/2021 Approved)

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Contact information

Main Address

37 West Avenue Suite 301, Wayne, PA 19087-3226

Mailing Address

Phone number

(215) 572-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/7/2025)

Regulatory assets under management

Total Number of Accounts	978
AUM (Assets Under Management)	$ 319,233,679

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven D. Cacciutti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Dominic Cacciutti's CRS (Customer Relationship Summary).

Certified licenses

Experience

J. ALDEN ASSOCIATES, INC.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

THRIVE CAPITAL MANAGEMENT, LLC

LINCOLN INVESTMENT

LINCOLN INVESTMENT

THE INVESTMENT CENTER, INC.

WTS PROPRIETARY TRADING GROUP LLC

WTS PROPRIETARY TRADING GROUP LLC

DIMENSION TRADING GROUP, LLC

Primary Firm SEC Registration

ALDEN INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 12/16/2014

SIE

Date: 10/1/2018

Series 7

Date: 7/30/2014

Series 56

Date: 11/1/2011

FINRA

Current Firm

ALDEN INVESTMENT GROUP

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALDEN INVESTMENT GROUP

TRUST BUT VERIFY

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