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Tara A. Vary
CETERA INVESTMENT ADVISERS LLC
STONEHAM, MA 02180
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CRD#: 5772580
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Professional summary
Tara Anne Vary is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Stoneham, Massachusetts and CETERA WEALTH SERVICES, LLC located in Stoneham, Massachusetts.
Tara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Tara has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: WINCHESTER FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/03/2021 POSITION/TITLE/RELATIONSHIP: SALES ASSISTANT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE DUTIES 2. NAME OF OTHER BUSINESS: KOHLS; INVESTMENT RELATED: NO; ADDRESS: 425 WASHINGTON ST WOBURN, MA 01801; NATURE OF BUSINESS: RETAIL SERVICES; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: CASHIER; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HANDLING CUSTOMER PAYMENTS IN A RETAIL ENVIRONMENT;
CRS (Client Relationship Summary) - RIA
Click below to view Tara Anne Vary's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 91 Montvale Ave, Stoneham, MA 02180RIA
CRD#: 105644
STONEHAM, MA
Current
May 6, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 91 Montvale Ave, Stoneham, MA 02180BD
CRD#: 13572
Stoneham, MA
Past
June 3, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
May 27, 2020 - February 26, 2021
NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC.
RIA
CRD#: 133096
NORTH ANDOVER, MA
Past
April 18, 2019 - June 4, 2019
TRILOGY CAPITAL, INC.
RIA
CRD#: 281597
WOBURN, MA
Past
November 29, 2017 - September 11, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
WOBURN, MA
Past
August 5, 2013 - November 29, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
WOBURN, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(5/6/2021)
IAR
Massachusetts(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/21/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Stoneham, MA 02180TRUST BUT VERIFY
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