Jonathan J. Miller
Professional summary
Jonathan J Miller, who also goes by Jonathan Miller, is a registered financial professional currently at VCS VENTURE SECURITIES located in New York, New York.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2010. Jonathan has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan J Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2021 - Present
VCS VENTURE SECURITIES
Office #1: 29 Broadway Suite 1502, New York, NY 10006-3201July 15, 2016 - October 13, 2021
JOSEPH STONE CAPITAL L.L.C.
January 28, 2014 - July 26, 2016
LEGEND SECURITIES, INC.
December 6, 2011 - January 22, 2014
NYLIFE SECURITIES LLC
April 8, 2010 - September 19, 2011
JOHN THOMAS FINANCIAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/1/2022)
(9/27/2021)
(10/14/2021)
(9/27/2021)
(10/5/2021)
(9/27/2021)
(10/4/2021)
(9/27/2021)
(9/27/2021)
(12/16/2021)
(12/21/2022)
(9/27/2021)
(11/30/2021)
(9/27/2021)
(9/27/2021)
(10/27/2022)
(10/13/2021)
(11/8/2022)
(10/19/2021)
(11/8/2021)
(9/27/2021)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
VCS VENTURE SECURITIES
CRD#: 127921 / SEC#: , 8-66069
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEO CAPITAL MARKETS, LLC | DIRECT OWNER | |
| NEW AGE CAPITAL MANAGEMENT, LLC | DIRECT OWNER | |
| MOOD, TRAVIS ANTON MORSE | REGISTERED OPTIONS PRINCIPAL | 4745001 |
| NIXON, JON ALAN | FINOP | 4710715 |
| STALANSKI, JOHN WALTER | AMLCO | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF OPERATING OFFICER | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF COMPLIANCE OFFICER | 2922709 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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