Claude Augustus Diffenderffer
Professional Summary
Claude Augustus Diffenderffer, who also goes by Augie Diffenderffer, C. Augie Diffenderffer IV, C. Augie Diffenderffer, Claude Diffenderffer, Claude Augustus Diffenderffer Iv, was a registered financial advisor. Claude was registered as a RR (Registered Representative) and started their career in finance in 2010. Claude had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Augie Diffenderffer, C. Augie Diffenderffer Iv, C. Augie Diffenderffer, Claude Diffenderffer, Claude Augustus Diffenderffer Iv
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
16 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 2010About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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