Eric Chodkowski
Professional summary
Eric Chodkowski, who also goes by Eric Matthew Chodkowski, Eric Chodkowski, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Greenwood Village, Colorado and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Eric has worked at 8 firms and has passed the Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Chodkowski's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
Office #1: 8515 East Orchard Rd 4t2, Greenwood Village, CO 80111December 1, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111December 23, 2020 - April 3, 2023
PERSONAL CAPITAL ADVISORS CORPORATION
March 5, 2019 - December 7, 2020
SANTANDER SECURITIES LLC
February 28, 2019 - December 7, 2020
SANTANDER SECURITIES LLC
November 15, 2016 - March 2, 2018
PEOPLE'S SECURITIES, INC.
November 7, 2016 - March 2, 2018
PEOPLE'S SECURITIES, INC.
April 11, 2012 - January 15, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
April 10, 2012 - January 15, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 3, 2011 - March 30, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 3, 2011 - March 30, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 8, 2010 - June 17, 2011
MORGAN STANLEY
May 10, 2010 - June 17, 2011
MORGAN STANLEY
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/3/2023)
Exams
Series 7TO
Date: 3/12/2022
General Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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