Stuart L. Mccuan

LIG CAPITAL MANAGEMENT

Oklahoma City, OK 73116-2203

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CRD#: 5771702

Professional summary

Stuart Lee Mccuan, who also goes by Stuart Mccuan, is a registered financial advisor currently at LIG CAPITAL MANAGEMENT, LLC located in Oklahoma City, Oklahoma.

Stuart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Stuart has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stuart Mccuan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MCCUAN & ASSOCIATES, NON-INVESTMENT RELATED S-CORP, 4712 INNSBROOK LANE, OKLAHOMA CITY, OK 73142, START DATE 1/24/2017, PRESIDENT, 1-2 HOUR PER MONTH, 0 HOURS PER MONTH DURING TRADING HOURS, GENERAL BUSINESS ADMINISTRATIVE DUTIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stuart Lee Mccuan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2017 - Present

LIG CAPITAL MANAGEMENT, LLC

Office #1: 3503 N.w. 63rd Street Suite 100, Oklahoma City, OK 73116-2203

RIA

CRD#: 130489

Oklahoma City, OK

Past

August 13, 2010 - March 6, 2017

MORGAN STANLEY

RIA

CRD#: 149777

OKLAHOMA CITY, OK

Past

July 8, 2010 - March 6, 2017

MORGAN STANLEY

CRD#: 149777

OKLAHOMA CITY, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIG CAPITAL MANAGEMENT, LLC

CRD#: 130489 / SEC#: 801-125846

RIA

Registered Investment Advisory firm - (6/10/2022 Approved)

Oklahoma

Registered Investment Advisory firm - (6/23/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(3/3/2017)

IAR

Texas
(6/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/12/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/6/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/7/2010

General Securities Representative Examination

Current Firm

LIG CAPITAL MANAGEMENT, LLC

CRD#: 130489 / SEC#: 801-125846

RIA

Registered Investment Advisory firm - (6/10/2022 Approved)

Oklahoma

Registered Investment Advisory firm - (6/23/2022 Terminated)

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Contact information

Main Address

3503 N.w. 63rd Street Suite 100, Oklahoma City, OK 73116-2203

Mailing Address

Phone number

(405) 463-3334

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FINAL - LIG ADV 2 (20250616) (7/17/2025)

Regulatory assets under management

Total Number of Accounts	692
AUM (Assets Under Management)	$ 196,764,050

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stuart L. Mccuan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stuart Lee Mccuan's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIG CAPITAL MANAGEMENT, LLC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

LIG CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/12/2010

SIE

Date: 3/6/2017

Series 7

Date: 7/7/2010

Current Firm

LIG CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIG CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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