Edward G. Troy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward G Troy, who also goes by Edward Troy, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 2012. Edward had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2014 - November 7, 2017
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
February 19, 2014 - November 3, 2017
VP DISTRIBUTORS LLC
January 23, 2013 - January 13, 2014
SEIA
November 5, 2012 - January 14, 2014
SIGNATOR INVESTORS, INC.
June 22, 2012 - September 28, 2012
ZECCO TRADING, INC.
Primary Firm SEC Registration
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
CRD#: 104599 / SEC#: 801-24241
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
CRD#: 104599 / SEC#: 801-24241
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 27,435 |
| AUM (Assets Under Management) | $ 45,493,862,358 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
