Paul J. Eisenmann

IM GLOBAL US DISTRIBUTORS LLC

El Segundo, CA 90245

Some features on this profile are disabled

CRD#: 5770665

Professional summary

Paul James Eisenmann, CIMA®, who also goes by Paul J Eisenmann, is a registered financial professional currently at IM GLOBAL US DISTRIBUTORS LLC located in El Segundo, California.

Paul is registered as a RR (Registered Representative) and started their career in finance in 2010. Paul has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Paul J Eisenmann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul James Eisenmann's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

April 2, 2025 - Present

IM GLOBAL US DISTRIBUTORS LLC

Office #1: 2301 Rosecrans Avenue Suite 2150, El Segundo, CA 90245

CRD#: 299892

El Segundo, CA

Past

March 27, 2023 - March 28, 2025

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

May 4, 2022 - March 14, 2023

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

October 9, 2019 - April 8, 2022

IM GLOBAL US DISTRIBUTORS LLC

CRD#: 299892

Consohocken, PA

Past

August 10, 2018 - September 10, 2019

VIGILANT DISTRIBUTORS, LLC

CRD#: 285573

Conshohocken, PA

Past

May 30, 2017 - June 13, 2018

RESOURCE SECURITIES LLC

CRD#: 133022

PHILADELPHIA, PA

Past

July 12, 2016 - May 16, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

PHILADELPHIA, PA

Past

March 7, 2016 - May 16, 2017

LPL FINANCIAL LLC

CRD#: 6413

PHILADELPHIA, PA

Past

June 18, 2012 - February 18, 2016

AMG DISTRIBUTORS, INC.

CRD#: 27314

CONSHOHOCKEN, PA

Past

April 18, 2011 - June 15, 2012

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEWARK, DE

Past

May 4, 2010 - March 30, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

BAYONNE, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(4/2/2025)

Delaware
(4/2/2025)

District of Columbia
(4/2/2025)

Maine
(4/2/2025)

Maryland
(4/2/2025)

Massachusetts
(4/2/2025)

New Hampshire
(4/2/2025)

New Jersey
(4/2/2025)

New York
(4/2/2025)

North Carolina
(4/2/2025)

Ohio
(4/2/2025)

Pennsylvania
(4/2/2025)

Rhode Island
(4/2/2025)

South Carolina
(4/2/2025)

Vermont
(4/2/2025)

Virginia
(4/2/2025)

West Virginia
(4/2/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 7/12/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/2/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/23/2015

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/2/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/3/2010

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/28/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

IM GLOBAL US DISTRIBUTORS LLC

CRD#: 299892 / SEC#: , 8-70266

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2301 Rosecrans Avenue Suite 2150, El Segundo, CA 90245

Mailing Address

2301 Rosecrans Avenue Suite 2150, El Segundo, CA 90245

Phone number

(323) 238-4518

Established

Delaware since 12/05/2018

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
IM GLOBAL PARTNER SAS	PARENT COMPANY
KELLY, JOSEPH PETER II	CHIEF COMPLIANCE OFFICER	6268052
SCARPATI, GERARD	FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER	2313132
SEELEY, JEFFREY KENT	PRINCIPAL, CHIEF OPERATING OFFICER	2539223

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jon Neuhaus

MORGAN STANLEY

IAR

El Segundo, CA

Kenneth Hickman

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brea, CA

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Paul J. Eisenmann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul James Eisenmann's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPS DISTRIBUTORS, INC.

FORESIDE FUND SERVICES, LLC

IM GLOBAL US DISTRIBUTORS LLC

VIGILANT DISTRIBUTORS, LLC

RESOURCE SECURITIES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMG DISTRIBUTORS, INC.

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/12/2016

Series 63

Date: 6/2/2010

SIE

Date: 10/1/2018

Series 3

Date: 10/23/2015

Series 7

Date: 5/2/2011

Series 6

Date: 5/3/2010

Series 24

Date: 4/28/2015

FINRA

Current Firm

IM GLOBAL US DISTRIBUTORS LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

IM GLOBAL US DISTRIBUTORS LLC

TRUST BUT VERIFY

Similar Advisors